NZ
Nadim ". Zayed
BROOKSTONE CAPITAL MANAGEMENT LLC
WHEATON, IL 60189
Some features on this profile are disabled
CRD#: 3267818
NZ
Professional summary
Nadim "dean" Zayed, CFP®, who also goes by Dean Zayed, Nadim Khalil Zayed, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Wheaton, Illinois.
Nadim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Nadim has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dean Zayed | Nadim Khalil Zayed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHAREHOLDER OF PERKINS & ZAYED, PC, 1745 S. NAPERVILLE RD, STE 200, WHEATON, IL 60189, LAW FIRM, NON-INVESTMENT RELATED, ESTATE PLANNING ATTORNEY, 3/1999 TO PRESENT, 2 HOURS PER MONTH. DBA ESTATE AND TRUST LAW GROUP.
CRS (Client Relationship Summary) - RIA
Click below to view Nadim "dean" Zayed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 21, 2006 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 1745 S. Naperville Road Suite 200, Wheaton, IL 60189RIA
CRD#: 141413
WHEATON, IL
Past
August 18, 2009 - November 1, 2013
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
WHEATON, IL
Past
August 30, 2001 - August 18, 2009
WATERSTONE FINANCIAL GROUP, INC.
RIA
CRD#: 10078
WHEATON, IL
Past
August 10, 2001 - December 31, 2003
STERLING PORTFOLIO ALLOCATION SERVICE INC
RIA
CRD#: 110796
WHEATON, IL
Past
June 28, 2001 - August 18, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
WHEATON, IL
Past
March 8, 2000 - July 6, 2001
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/18/2007)
IAR
Arkansas(2/13/2007)
IAR
California(3/20/2007)
IAR
Delaware(9/25/2009)
IAR
Illinois(8/23/2006)
IAR
Indiana(10/23/2006)
IAR
Missouri(2/27/2007)
IAR
Nevada(11/2/2006)
IAR
Ohio(2/23/2007)
IAR
Oklahoma(1/19/2007)
IAR
Pennsylvania(2/23/2007)
IAR
Tennessee(1/23/2007)
IAR
Texas(8/21/2006)
IAR
Virginia(11/7/2006)
IAR
Washington(3/21/2007)
IAR
Wisconsin(4/11/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
