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CM

Christopher J. Miller

PFLUGERVILLE, TX
Some features on this profile are disabled
CRD#: 3267117
CM

Professional summary

Christopher James Miller, who also goes by Chris James Miller, Christopher Miller, was a registered financial advisor .

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

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Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris James Miller | Christopher Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EliteGate Wealth, LLC; Investment-related; Same address; Insurance sales; Licensed Insurance Agent; Approx. 10% of time during the month. 2) EliteGate Partners, LLC; Investment-related; Same address; Private equity company; Partner; Assist in deal sourcing, venture partner interviews, deal assessments, contract negotiation; Approx. 10% of time during the month. 3) CJM Ashton, LLC; Not investment-related; Same address; Corporate business consulting & social media; Owner; Job-based consulting for organizations requiring expertise and best practices in change management and project management; Approx. 5% of time during the month. 4) Integrity Auto, LLC; Not investment-related; 3333 CR 119, Suite 74, Hutto, TX 78634; Minority Owner; Investor helping the mechanic business purchase needed equipment and expand their market presence; Less than 5% of time during the month.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2025 - Present

PFLUGERVILLE, TX
Past

March 30, 2021 - June 15, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
HOUSTON, TX
Past

March 30, 2021 - June 15, 2023

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

January 5, 2012 - April 2, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Austin, TX
Past

October 23, 2003 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Austin, TX
Past

October 13, 2003 - April 2, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Austin, TX
Past

November 2, 1999 - October 30, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/16/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/22/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/1999
General Securities Representative Examination

Current firm

No current employment

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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