Kimberly A. Oliver
WEALTH ADVISORS OF TAMPA BAY
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 3266756
Professional summary
Kimberly Ann Oliver, who also goes by Kimberly Mcclure, Kimberly Mclane, Kimberly A Oliver, Kimberly M Oliver, is a registered financial advisor currently at WEALTH ADVISORS OF TAMPA BAY located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kimberly has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Kim joined the Wealth Advisors of Tampa Bay team in 2019 as the Operations Manager. She works with staff to oversee the daily office operations and works with management to develop operational procedures. She also acts as a liaison between Wealth Advisors of Tampa Bay and LPL Financial and is responsible for assisting the firm's Chief Compliance Officer. She enjoys creating processes serve the client and firm and brings warm, welcoming, and efficient customer service to the firm.
She attended the University of Houston where she studied finance and has over 25 years of experience working with several broker/dealers in Texas, Florida, and California. She began her career in finance because she saw the need for fair and superior quality of financial service and advice. Kim has her Series 7, 63, and 66 held through LPL Financial and Life and Health licenses.
Kim is originally from Alvin, Texas and currently resides in Valrico, Florida with her husband and their four pets. She is the proud grandmother of seven beautiful grandchildren. In her free time, she enjoys gardening, golfing, and all forms of music.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Mcclure | Kimberly Mclane | Kimberly A Oliver | Kimberly M Oliver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/18/2019 - Wealth Advisors of Tampa Bay - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/7/2019 - Wealth Advisors of Tampa Bay, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - License Reg Assst. - Started 09/17/2019 - 160 Hours Per Month During Securities Trading - I provide administrative support to Wealth Advisors of Tampa Bay, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 02/01/2024 - A Family Tradition BBQ & Catering Inc. - Non-Inv Related - Valrico, FL - Family business - Started: 9/18/2023 - 4 Hrs/Mo; 0 hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Ann Oliver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2019 - Present
WEALTH ADVISORS OF TAMPA BAY
Office #1: 777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602RIA
CRD#: 162724
Tampa, FL
Current
September 18, 2019 - Present
LPL FINANCIAL LLC
Office #1: 777 South Harbour Island Blvd, Tampa, FL 33602RIA
BD
CRD#: 6413
Tampa, FL
Past
September 8, 2016 - September 11, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TAMPA, FL
Past
September 7, 2016 - September 11, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TAMPA, FL
Past
February 2, 2016 - September 28, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN LUIS OBISPO, CA
Past
February 1, 2016 - September 28, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN LUIS OBISPO, CA
Past
February 13, 2012 - September 29, 2015
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
TAMPA, FL
Past
January 20, 2012 - September 29, 2015
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
TAMPA, FL
Past
September 15, 2008 - January 23, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
August 28, 2008 - January 23, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
TAMPA, FL
Past
February 27, 2004 - July 31, 2008
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
ST. PETERSBURG, FL
Past
February 27, 2004 - July 31, 2008
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
ST. PETERSBURG, FL
Past
January 4, 2001 - February 27, 2004
WILLIAM R. HOUGH & CO.
RIA
CRD#: 2235
ST. PETERSBURG,, FL
Past
January 4, 2001 - February 27, 2004
WILLIAM R. HOUGH & CO.
BD
CRD#: 2235
ST. PETERSBURG, FL
Past
October 11, 2000 - January 8, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS OF TAMPA BAY
WEALTH ADVISORS OF TAMPA BAY | WEALTH ADVISORS OF TAMPA BAY LLC
CRD#: 162724 / SEC#: 801-74575
RIA
Registered Investment Advisory firm - (4/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/18/2019)
IAR
Florida(11/21/2019)
RR
Georgia(9/18/2019)
RR
New York(1/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTH ADVISORS OF TAMPA BAY
WEALTH ADVISORS OF TAMPA BAY | WEALTH ADVISORS OF TAMPA BAY LLC
CRD#: 162724 / SEC#: 801-74575
RIA
Registered Investment Advisory firm - (4/9/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602
Mailing Address
Phone number
(813) 642-7730
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 381 |
| AUM (Assets Under Management) | $ 400,836,312 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
