Elliott X. Debruin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliott Xavier Debruin was a registered financial professional .
Elliott is a previously registered financial professional and started their career in finance in 1999. Elliott had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2017 - December 7, 2018
LAKE STREET CAPITAL MARKETS, LLC
October 14, 2016 - May 4, 2017
FELTL & COMPANY
July 12, 2004 - March 5, 2014
D.A. DAVIDSON & CO.
April 29, 2000 - July 7, 2004
WELLS FARGO SECURITIES, LLC
August 12, 1999 - April 29, 2000
BLACK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKE STREET CAPITAL MARKETS, LLC
CRD#: 164447 / SEC#: , 8-69101
Contact information
FINRA licenses (30 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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