Howard S. Rhee
Professional summary
Howard Sanghoon Rhee, who also goes by Howard Sanghoon Rhee, is a registered financial professional currently at GFI SECURITIES LLC located in Las Vegas, Nevada.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1999. Howard has worked at 4 firms and has passed the Series 63, Series 3, SIE, Series 57, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Sanghoon Rhee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2024 - Present
GFI SECURITIES LLC
May 15, 2019 - January 25, 2024
CF GLOBAL TRADING, LLC
May 4, 2017 - August 8, 2017
JONESTRADING
November 3, 1999 - January 10, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2025)
(5/29/2025)
(1/22/2024)
(1/22/2024)
Exams
FINRA
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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