John W. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Mcdermott was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 5, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 1992 - August 31, 1995
LASALLE ST. FINANCIAL, INC.
September 21, 1979 - March 22, 1980
CHARLES SCHWAB & CO., INC.
June 14, 1976 - March 28, 1979
CIBC WORLD MARKETS CORP.
November 1, 1973 - June 28, 1976
DEAN WITTER & CO. INCORPORATED
November 1, 1973 - October 13, 2023
LASALLE ST SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 11/12/1981
Interest Rate Options ExaminationSeries 1
Date: 10/25/1973
Registered Representative ExaminationCurrent Firm
LASALLE ST. FINANCIAL, INC.
CRD#: 29396 / SEC#: , 8-44307
Contact information
Documents
Red Flags
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