RF
Roberto Feria Cestero
NPA ASSET MANAGEMENT
Hato Rey, PR 00918
Some features on this profile are disabled
CRD#: 3266245
RF
Professional summary
Roberto Feria Cestero, who also goes by Robbie Feria, Roberto Jose Feria, Roberto J Feria Cestero, is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in Hato Rey, and NATIONWIDE PLANNING ASSOCIATES INC. located in Hato Rey, .
Roberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Roberto has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robbie Feria | Roberto Jose Feria | Roberto J Feria Cestero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
______________________________________________________________ NAME OF ORGANIZATION: Valisa LLC Compensated: No Investment related: No Position: President Start: 2022 Hours devoted: 0 Hours devoted during securities trading hours: <1 Description of duties: Oversee completion of government required reports as well as any forms or documents. ______________________________________________________________ NAME OF ORGANIZATION: Vandelay LLC Compensated: No Investment related: No Position: President Start: 2021 Hours devoted: 0 Hours devoted during securities trading hours: <1 Description of duties: Oversee completion of government required reports as well as any forms or documents. ______________________________________________________________ NAME OF ORGANIZATION: March LLC Compensated: No Investment related: No Position: President Start: 2021 Hours devoted: 0 Hours devoted during securities trading hours: <1 Description of duties: Oversee completion of government required reports as well as any forms or documents. ______________________________________________________________ INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. NAME OF ORGANIZATION: IVF LLC, VIF LLC START DATE:1/1/2024 DESCRIPTION: CONSULTING, BUSINESS STRATEGY, MARKET ANAYLSIS, SIYSTEMA IMPLEMENTATION RISK ANAYLSIS, SAVING STRATEGIES, CASH FLOW ANALYSIS, BUDGETING. ETC COMPENSATION: VARIABLE FEE % OF TIME SPENT: 1/2 HOUR
CRS (Client Relationship Summary) - RIA
Click below to view Roberto Feria Cestero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2020 - Present
NPA ASSET MANAGEMENT, LLC
Office #1: 31 Calaf Street, Hato Rey, PR 00918RIA
CRD#: 131534
Hato Rey, PR
Current
January 17, 2020 - Present
NATIONWIDE PLANNING ASSOCIATES INC.
Office #1: #31 Calaf Street, Hato Rey, PR 00918BD
CRD#: 31029
Hato Rey, PR
Past
October 14, 2016 - January 17, 2020
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
RIA
CRD#: 134510
GUAYNABO, PR
Past
October 14, 2016 - January 17, 2020
HERBERT J. SIMS & CO, INC.
BD
CRD#: 3420
GUAYNABO, PR
Past
March 25, 2010 - October 14, 2016
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
Hato Rey, PR
Past
July 14, 2006 - October 14, 2016
SANTANDER SECURITIES LLC
BD
CRD#: 41791
Hato Rey, PR
Past
May 21, 2002 - July 14, 2006
POPULAR SECURITIES, LLC
BD
CRD#: 8096
SAN JUAN, PR
Past
September 1, 1999 - June 12, 2002
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
BD
CRD#: 13042
HATO REY, PR
Past
September 1, 1999 - June 12, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NPA ASSET MANAGEMENT, LLC
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
RIA
Registered Investment Advisory firm - (2/23/2006 Approved)New Jersey
Registered Investment Advisory firm - (8/12/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Connecticut(1/17/2020)
RR
District of Columbia(1/17/2020)
RR
Florida(5/20/2020)
RR
New Jersey(3/18/2020)
RR
New York(1/17/2020)
RR
North Carolina(1/17/2020)
RR
Puerto Rico(1/17/2020)
IAR
Puerto Rico(1/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NPA ASSET MANAGEMENT, LLC
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
RIA
Registered Investment Advisory firm - (2/23/2006 Approved)New Jersey
Registered Investment Advisory firm - (8/12/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410
Mailing Address
Phone number
(201) 476-0029
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,855 |
| AUM (Assets Under Management) | $ 1,009,851,764 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
