Aaron T. Ratner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Tibor Ratner, who also goes by Aaron T Ratner, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 1999. Aaron had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2014 - November 26, 2014
BLUE SAND SECURITIES LLC
April 14, 2009 - December 22, 2009
PARAMOUNT BIOCAPITAL, INC.
September 10, 1999 - June 14, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/5/2014
Corporate Securities Limited Representative ExaminationCurrent Firm
BLUE SAND SECURITIES LLC
CRD#: 142976 / SEC#: , 8-67514
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
