Patrick J. O'shea

ENGLAND SECURITIES

NEW YORK, NY 10020

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CRD#: 3266094

Professional summary

Patrick James O'shea III, who also goes by Patrick J O'shea, Patrick James O'shea, Patrick O'shea, Patrick J Oshea III, Patrick James Oshea III, Patrick Oshea, is a registered financial professional currently at ENGLAND SECURITIES, LLC located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1999. Patrick has worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick James O'shea III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2011 - Present

ENGLAND SECURITIES, LLC

Office #1: 1270 Avenue Of The Americas Suite 1202, New York, NY 10020

CRD#: 129932

NEW YORK, NY

Past

November 4, 2010 - June 30, 2011

INTELLIVEST SECURITIES, INC.

CRD#: 145022

RIVERDALE, GA

Past

August 16, 2010 - September 24, 2010

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

CRD#: 148820

CHICAGO, IL

Past

October 1, 2008 - June 22, 2009

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 27, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

May 1, 2001 - September 8, 2004

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

November 1, 2000 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

September 10, 1999 - September 27, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/15/2011)

Exams

State Security Law Exam

Series 63

Date: 9/11/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/1/2010

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 9/7/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/9/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ENGLAND SECURITIES, LLC

CRD#: 129932 / SEC#: , 8-66274

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

1000 Louisiana Street Suite 6550, Houston, TX 77002

Mailing Address

1000 Louisiana Street Suite 6550, Houston, TX 77002

Phone number

(713) 357-9440

Established

District of Columbia since 11/28/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ENGLAND & COMPANY, LLC	SHAREHOLDER
ENGLAND, CRAIG WILLIAM	MANAGING MEMBER, PRINCIPAL, SHAREHOLDER, CHIEF COMPLIANCE OFFICER	2038219
ENGLAND, CRAIG WILLIAM	FINOP	2038219

Red Flags

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Patrick J. O'shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick James O'shea III's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTELLIVEST SECURITIES, INC.

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

JPMSI

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 9/11/1999

SIE

Date: 10/1/2018

Series 79

Date: 9/1/2010

Series 7

Date: 9/7/1999

Series 24

Date: 4/9/2025

FINRA

Current Firm

ENGLAND SECURITIES, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ENGLAND SECURITIES, LLC

TRUST BUT VERIFY

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