Samantha O. Huggins
Professional summary
Samantha Oldham Huggins, who also goes by Sam Huggins, Samantha O Huggins, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 1999. Samantha has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samantha Oldham Huggins's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2020 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022February 17, 2010 - September 29, 2020
CITIGROUP GLOBAL MARKETS INC.
September 22, 2006 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 2, 1999 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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