Lena M. Nebel
KESTRA ADVISORY SERVICES
Timonium, MD 21093
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CRD#: 3265844
Professional summary
Lena Marian Nebel, CFP®, who also goes by Lena Marian Mummert, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Timonium, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Timonium, Maryland.
Lena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lena has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lena Marian Mummert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Kestra Advisory Services Investment Related: No Address: 5707 Southwest Parkway Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Advisor Start Date: 1/16/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Meet with clients to manage assets and review financial plan. Bus Name: BFG ESTATE & TAX SERVICES POSITION: Intermediary NATURE: Estate document drafting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD 21093, United States DESCRIPTION: We will send the client a link to their portal for them to enter their information and answer questions regarding estate drafting services. Once complete the client will receive their estate documents and instructions to notarize. We will keep them in our contact management system for marketing outreach efforts. We will provide the tools, but not render advice unless they engage in a financial planning relationship which will be through Kestra Advisory Services. Bus Name: BROTMAN FINANCIAL GROUP POSITION: President and COO NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/16/2018 ADDRESS: 16 Greenmeadow Dr. Suite 201, Timonium MD 21093, United States DESCRIPTION: Oversee the operations of the firm and also provide all lead advisor functions. Bus Name: BFG FINANCIAL ADVISORS POSITION: President NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2018 ADDRESS: 16 Greenmeadow Dr. Suite 201, Timonium MD 21093, United States DESCRIPTION: Oversee all operations of the firm and also carry out Lead Advisor responsibilities.
CRS (Client Relationship Summary) - RIA
Click below to view Lena Marian Nebel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
January 16, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 16 Greenmeadow Dr Suite 201, Timonium, MD 21093RIA
CRD#: 283330
Timonium, MD
Current
January 16, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093BD
CRD#: 42046
Timonium, MD
Past
November 21, 2015 - August 23, 2018
KEENEY FINANCIAL GROUP INC.
RIA
CRD#: 281333
COLUMBIA, MD
Past
November 11, 2015 - January 16, 2018
TRIAD ADVISORS LLC
BD
CRD#: 25803
Columbia, MD
Past
May 21, 2004 - November 19, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
COLUMBIA, MD
Past
March 22, 2002 - March 24, 2003
ASSET MANAGEMENT CONCEPTS, INC.
RIA
CRD#: 121751
YORK, PA
Past
April 20, 2000 - November 19, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
COLUMBIA, MD
Past
August 24, 1999 - April 20, 2000
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/5/2025)
RR
Arizona(1/16/2018)
RR
Arkansas(5/2/2019)
RR
California(1/16/2018)
RR
Colorado(12/12/2018)
RR
Connecticut(12/12/2018)
RR
Delaware(1/16/2018)
RR
District of Columbia(1/16/2018)
RR
Florida(1/16/2018)
RR
Georgia(12/12/2018)
RR
Hawaii(6/13/2025)
RR
Illinois(12/12/2018)
RR
Kansas(12/12/2018)
RR
Kentucky(12/12/2018)
RR
Louisiana(8/17/2021)
RR
Maine(1/16/2018)
RR
Maryland(1/16/2018)
IAR
Maryland(1/16/2018)
RR
Massachusetts(12/20/2018)
RR
Mississippi(12/12/2018)
RR
Nevada(12/12/2018)
RR
New Jersey(1/16/2018)
RR
New York(1/16/2018)
RR
North Carolina(1/16/2018)
RR
Ohio(12/13/2018)
RR
Oregon(12/12/2018)
RR
Pennsylvania(1/16/2018)
RR
Rhode Island(11/1/2021)
RR
South Carolina(1/16/2018)
RR
Texas(1/16/2018)
IAR
Texas(9/5/2025)
RR
Virginia(1/16/2018)
RR
Washington(12/17/2018)
RR
West Virginia(2/7/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
