Sivezat L. Topcuoglu
Professional summary
Sivezat Lale Topcuoglu, who also goes by Lale Topcuoglu, is a registered financial professional currently at SWISS RE CAPITAL MARKETS CORPORATION located in New York, New York.
Sivezat is registered as a RR (Registered Representative) and started their career in finance in 1999. Sivezat has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sivezat Lale Topcuoglu's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2021 - Present
SWISS RE CAPITAL MARKETS CORPORATION
Office #1: 1301 Avenue Of The Americas 43rd Floor, New York, NY 10019June 22, 2018 - December 31, 2020
FORESIDE FINANCIAL SERVICES, LLC
October 22, 1999 - September 1, 2016
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
SWISS RE CAPITAL MARKETS CORPORATION
CRD#: 39978 / SEC#: , 8-48914
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SWISS RE AMERICA HOLDING CORPORATION | DIRECT OWNER | |
| CHIN, JIAWEI MS | LEGAL COUNSEL | 7948579 |
| CHODKOWSKI, ADAM | DIRECTOR AND CORPORATE SECRETARY | |
| KERENYI, ATTILA FLAVIO | DIRECTOR | 7264806 |
| KIELY, JAMES F | CHIEF COMPLIANCE OFFICER | 2457647 |
| MANTEUFEL, MATTHEW THOMAS | CHIEF FINANCIAL OFFICER, FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 7684713 |
| MONNIER, JEAN-LOUIS MARIE MARCEL | CHIEF EXECUTIVE OFFICER | 7074379 |
| PELECKIS, ANTHONY J III | CHIEF RISK OFFICER | 7564033 |
| TOPCUOGLU, SIVEZAT LALE | DIRECTOR | 3265843 |
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