Peter J. Deering
Professional summary
Peter Jonathon Deering, who also goes by Peter Jonathon Deering, is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 11 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Jonathon Deering's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2024 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167September 5, 2023 - April 11, 2024
MORGAN STANLEY
September 5, 2023 - April 11, 2024
MORGAN STANLEY
August 25, 2017 - September 5, 2023
HARRISDIRECT LLC
January 4, 2016 - September 5, 2023
E*TRADE SECURITIES LLC
May 8, 2013 - October 6, 2015
GFI SECURITIES LLC
October 29, 2012 - May 16, 2013
PPG WEST LLC
December 16, 2008 - May 16, 2013
PHOENIX DERIVATIVES GROUP, LLC
January 29, 2004 - December 19, 2008
CHARLES SCHWAB & CO., INC.
March 12, 2003 - July 2, 2003
DIRECTED SERVICES LLC
May 20, 2002 - December 31, 2002
CHARLES SCHWAB & CO., INC.
March 21, 2000 - March 12, 2002
IDS LIFE INSURANCE COMPANY
March 21, 2000 - March 12, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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