John A. Laudonio

LPL ENTERPRISE

EAST SETAUKET, NY 11733

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CRD#: 3265241

Professional summary

John Anthony Laudonio, who also goes by John Anthony Laudonio, John Anthony Laudonio, is a registered financial professional currently at LPL ENTERPRISE, LLC located in East Setauket, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Anthony Laudonio | John Anthony Laudonio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Anthony Laudonio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 100-5 S Jersey Avenue, East Setauket, NY 11733

RIA

CRD#: 8733

EAST SETAUKET, NY

Past

January 3, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

East Setauket, NY

Past

June 18, 2019 - December 26, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

Hauppauge, NY

Past

April 3, 2018 - May 23, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBURY, NY

Past

March 25, 2017 - April 10, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

HAUPPAUGE, NY

Past

January 12, 2009 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HAUPPAUGE, NY

Past

January 4, 2008 - May 13, 2008

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

ROCKY POINT, NY

Past

August 23, 2007 - October 29, 2007

WFG INVESTMENTS, INC.

CRD#: 22704

ROCKY POINT, NY

Past

May 3, 2006 - March 15, 2007

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

RALEIGH, NC

Past

July 29, 2005 - October 14, 2005

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

DALLAS, TX

Past

March 8, 2005 - July 18, 2005

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

October 26, 2004 - March 17, 2005

LH ROSS & COMPANY, INC.

CRD#: 37920

BOCA RATON, FL

Past

September 5, 2003 - October 19, 2004

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

September 27, 2002 - August 18, 2003

WESTROCK ADVISORS, INC.

CRD#: 114338

NEW YORK, NY

Past

August 23, 2002 - September 13, 2002

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

May 20, 2002 - September 6, 2002

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/15/2024)

Illinois
(11/14/2024)

New Jersey
(11/14/2024)

New York
(11/14/2024)

North Carolina
(11/14/2024)

Pennsylvania
(11/19/2024)

South Carolina
(11/19/2024)

Texas
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John A. Laudonio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Anthony Laudonio's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

NEWBRIDGE SECURITIES CORPORATION

WFG INVESTMENTS, INC.

CAPITAL FINANCIAL SERVICES, INC.

SALOMON GREY FINANCIAL CORPORATION

GUNNALLEN FINANCIAL, INC

LH ROSS & COMPANY, INC.

GUNNALLEN FINANCIAL, INC

WESTROCK ADVISORS, INC.

FIRST MONTAUK SECURITIES CORP.

WEATHERLY SECURITIES CORPORATION

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/26/2002

SIE

Date: 10/1/2018

Series 7

Date: 5/11/2002

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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