Raymond P. Jahaly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Paul Jahaly was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 2000. Raymond had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2012 - December 31, 2016
NEWOAK CAPITAL MARKETS LLC
October 28, 2009 - February 19, 2013
BROOKVIEW CAPITAL LLC
May 30, 2007 - December 31, 2008
CREDIT SUISSE SECURITIES (USA) LLC
August 10, 2005 - May 31, 2007
LEHMAN BROTHERS INC.
July 24, 2003 - September 28, 2004
LEHMAN BROTHERS INC.
August 15, 2000 - July 16, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWOAK CAPITAL MARKETS LLC
CRD#: 104063 / SEC#: , 8-52532
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
