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Norma D. Duckett

DORSEY GROOMES WEALTH MANAGEMENT
DUBLIN, OH 43017
Some features on this profile are disabled
CRD#: 3264696
ND

Professional summary


Norma Denise Duckett, who also goes by Denise N Duckett, is a registered financial advisor currently at DORSEY GROOMES WEALTH MANAGEMENT located in Dublin, Ohio.

Norma is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Norma has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Denise N Duckett

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Norma Denise Duckett's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 26, 2025 - Present

DORSEY GROOMES WEALTH MANAGEMENT

Office #1: 220 W Bridge St Suite 117, Dublin, OH 43017
RIA
CRD#: 333086
DUBLIN, OH
Past

May 10, 2021 - March 28, 2024

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
Columbus (Grandview), OH
Past

May 10, 2021 - March 28, 2024

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Columbus (Grandview), OH
Past

August 1, 2008 - May 10, 2021

NATIONWIDE SECURITIES, LLC

RIA
CRD#: 11173
Grandview Heights, OH
Past

February 16, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA
CRD#: 4082
NEWARK, DE
Past

August 5, 2004 - May 10, 2021

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
Grandview Heights, OH
Past

August 4, 2004 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(2/26/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


DG
DORSEY GROOMES WEALTH MANAGEMENT
DORSEY GROOMES WEALTH MANAGEMENT | DORSEY GROOMES WEALTH MANAGEMENT LLC

CRD#: 333086 / SEC#:

Ohio
Registered Investment Advisory firm - (2/25/2025 Approved)
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Contact information


Main Address
220 W Bridge St Suite 117, Dublin, OH 43017
Mailing Address
Phone number
(614) 300-0549
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DORSEY GROOMES WEALTH MANAGEMENT

CRD#: 333086Dublin, OH 43017

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