Devis Mathews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Devis Mathews was a registered financial professional .
Devis is a previously registered financial professional and started their career in finance in 1999. Devis had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2013 - April 24, 2014
AVENIR FINANCIAL GROUP
September 21, 2012 - October 24, 2012
PHX FINANCIAL, INC.
August 22, 2011 - September 20, 2012
PHX FINANCIAL, INC.
May 21, 2010 - July 22, 2011
ALEXANDER CAPITAL, L.P.
July 1, 2009 - May 21, 2010
BROOKSTONE SECURITIES, INC.
May 15, 2007 - June 15, 2009
CLARK DODGE & CO., INC.
August 30, 2006 - May 18, 2007
WORLD EQUITY GROUP, INC.
May 11, 2006 - June 28, 2006
WESTROCK ADVISORS, INC.
April 7, 2005 - May 4, 2006
WESTROCK ADVISORS, INC.
May 12, 2003 - April 20, 2005
J.P. TURNER & COMPANY, L.L.C.
November 22, 2002 - March 13, 2003
FIRST MONTAUK SECURITIES CORP.
November 3, 2000 - November 1, 2002
GLENN MICHAEL FINANCIAL, INC.
February 15, 2000 - November 7, 2000
ROYAL HUTTON SECURITIES CORP.
October 7, 1999 - February 25, 2000
WIN CAPITAL CORP.
September 1, 1999 - September 28, 1999
TAYLOR STUART FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVENIR FINANCIAL GROUP
CRD#: 148490 / SEC#: , 8-68031
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
