Arbi Atamian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arbi Atamian was a registered financial professional .
Arbi is a previously registered financial professional and started their career in finance in 2002. Arbi had worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2015 - June 27, 2018
AXIOM CAPITAL MANAGEMENT, INC.
August 7, 2013 - August 12, 2015
PFS INVESTMENTS INC.
November 8, 2005 - January 31, 2011
QUEST CAPITAL STRATEGIES, INC.
October 15, 2003 - September 30, 2004
USALLIANZ SECURITIES, INC.
November 8, 2002 - March 10, 2003
METROPOLITAN LIFE INSURANCE COMPANY
November 8, 2002 - March 10, 2003
MSI FINANCIAL SERVICES, INC.
August 9, 2002 - October 28, 2002
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
