Kurt Altman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Altman, who also goes by Kurt Friedrich Altman, was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1999. Kurt had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2019 - April 1, 2019
BLAYLOCK VAN, LLC
April 30, 2015 - June 5, 2017
H. RIVKIN & CO., INC.
March 27, 2009 - February 24, 2010
CAROLINA CAPITAL MARKETS, INC.
November 14, 2007 - March 26, 2009
HAPOALIM SECURITIES USA, INC.
November 15, 2005 - November 9, 2007
KEYBANC CAPITAL MARKETS INC.
March 10, 2005 - December 31, 2005
REFCO SECURITIES, LLC
April 1, 2003 - April 4, 2005
H. RIVKIN & CO., INC.
October 19, 1999 - March 7, 2003
LEGG MASON WOOD WALKER, INCORPORATED
September 15, 1999 - March 7, 2003
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
