Jamie M. Stapf

ETHOS FINANCIAL GROUP

King Of Prussia, PA 19406

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CRD#: 3264198

Professional summary

Jamie Michelle Stapf is a registered financial advisor currently at ETHOS FINANCIAL GROUP, LLC located in King Of Prussia, Pennsylvania.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jamie has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AUGUSTA FERMENTATION, INVESTMENT RELATED, PENNSYLVANIA, SINGLE ASSET OPPORTUNITY FUND, GENERAL PARTNER, 10/2020, APPROXIMATELY 5 HOURS PER MONTH DEVOTED TO BUSINESS, DUTIES: GENERAL PARTNER OF A PASSIVE INVESTMENT AVIRIDI, INVESTMENT RELATED, PENNSYLVANIA, PRIVATE REAL ESTATE PARTNERSHIP, GENERAL PARTNER/MANAGING MEMBER OF PASSIVE INVESTMENT, 11/2021, APPROXIMATELY 5 HOURS PER MONTH DEVOTED TO BUSINESS; DUTIES: GENERAL PARTNER/MANAGING MEMBER OF A PASSIVE INVESTMENT PRAKTIKANT, NOT INVESTMENT RELATED, PENNSYLVANIA, SOFTWARE COMPANY, FOUNDER/COO, 8/11/2023, APPROXIMATELY 10-15 HOURS PER MONTH DEVOTED TO BUSINESS. 5 OF THE HOURS DEVOTED DURING SECURITIES TRADING HOURS, DUTIES; STRATEGIC GUIDANCE AND BETA TESTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Michelle Stapf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2022 - Present

ETHOS FINANCIAL GROUP, LLC

Office #1: 2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406

RIA

CRD#: 321748

King Of Prussia, PA

Past

March 1, 2019 - August 26, 2022

ALMANACK INVESTMENT PARTNERS

RIA

CRD#: 282428

WAYNE, PA

Past

January 20, 2016 - February 19, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RADNOR, PA

Past

January 20, 2016 - February 19, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RADNOR, PA

Past

April 13, 2009 - February 10, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

April 13, 2009 - February 10, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

February 26, 2008 - April 9, 2009

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

PHILADELPHIA, PA

Past

October 8, 2001 - April 9, 2009

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

PHILADELPHIA, PA

Past

July 21, 1999 - September 7, 2001

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ETHOS FINANCIAL GROUP, LLC

CRD#: 321748 / SEC#: 801-125779

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1999

General Securities Representative Examination

Current Firm

ETHOS FINANCIAL GROUP, LLC

CRD#: 321748 / SEC#: 801-125779

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406

Mailing Address

Phone number

(484) 889-7270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ETHOS FINANCIAL GROUP BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	3,935
AUM (Assets Under Management)	$ 1,576,974,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jamie M. Stapf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Michelle Stapf's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALMANACK INVESTMENT PARTNERS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

ETHOS FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2008

Series 63

Date: 11/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1999

Current Firm

ETHOS FINANCIAL GROUP, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ETHOS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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