Tina S. Fromme
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tina Suzanne Fromme, CFP®, who also goes by Tina Schemetulskis, was a registered financial professional .
Tina is a previously registered financial professional and started their career in finance in 1999. Tina had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2011 - July 26, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 16, 2011 - July 26, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 8, 2008 - November 17, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
January 8, 2008 - November 17, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
April 3, 2006 - January 3, 2008
U.S. BANCORP INVESTMENTS, INC.
December 1, 2001 - January 3, 2008
U.S. BANCORP INVESTMENTS, INC.
June 28, 2000 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
December 15, 1999 - June 23, 2000
PFIC SECURITIES CORPORATION
October 6, 1999 - December 2, 1999
MAGNA INVESTMENTS
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
