Michael S. Behner
Professional summary
Michael Shea Behner, who also goes by Mike Behner, is a registered financial advisor currently at NAUTILUS ADVISORS LLC located in La Jolla, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Shea Behner's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2010 - Present
NAUTILUS ADVISORS LLC
Office #1: 888 Prospect St. Suite 200, La Jolla, CA 92037March 2, 2005 - September 7, 2010
NEW ENGLAND SECURITIES
February 15, 2005 - September 7, 2010
NEW ENGLAND SECURITIES
October 30, 2003 - February 16, 2005
CITICORP INVESTMENT SERVICES
October 20, 2003 - February 16, 2005
CITICORP INVESTMENT SERVICES
May 4, 2000 - February 12, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 14, 1999 - February 12, 2003
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
NAUTILUS ADVISORS LLC
CRD#: 154169 / SEC#: 801-71754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/2/2010)
Exams
Current Firm
NAUTILUS ADVISORS LLC
CRD#: 154169 / SEC#: 801-71754
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 526 |
| AUM (Assets Under Management) | $ 267,576,480 |
Red Flags
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