Wesley Whamond
SIKICH FINANCIAL
Naperville, IL 60563
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CRD#: 3263768
Professional summary
Wesley Whamond, CFP®, who also goes by Wesley James Whamond, is a registered financial advisor currently at SIKICH FINANCIAL located in Naperville, Illinois and OSAIC WEALTH, INC. located in Naperville, Illinois.
Wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Wesley has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wesley James Whamond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Sikich Financial; investment related;1415 W Diehl Rd, #400, Naperville,IL 60563; financial planning; portfolio advisor;3/2020;160 hrs/month;6.5 hrs during trading; review portfolios, prospect, financial education, financial plans 2)Self; not investment related; Oak brook IL; selling sneakers from collection; owner-self;1/15/2021;1 hr/month;0 hrs during trading ;sell sneakers from collection via Stock X 3) SIKICH FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/02/2020 ADDRESS: 1415 W Diehl Rd #400, Naperville IL 60563, United States DESCRIPTION: Financial advice, planning, education 4) WESLEY WHAMOND POSITION: owner/self NATURE: owner/self. Selling sneakers from my personal collection. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: 19W160 Ave Chateaux N, Oak Brook IL 60523, United States DESCRIPTION: Sell sneakers from my personal collection via Stock X
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Whamond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
March 3, 2020 - Present
SIKICH FINANCIAL
Office #1: 1415 W. Diehl Rd. Ste. 400, Naperville, IL 60563RIA
CRD#: 142640
Naperville, IL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1415 W. Diehl Road Suite 400, Naperville, IL 60563RIA
BD
CRD#: 23131
NAPERVILLE, IL
Past
March 26, 2020 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
NAPERVILLE, IL
Past
April 26, 2018 - February 18, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ROLLING MEADOWS, IL
Past
April 26, 2018 - February 18, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ROLLING MEADOWS, IL
Past
February 27, 2018 - April 16, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
TINLEY PARK, IL
Past
February 26, 2018 - April 16, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
OMAHA, NE
Past
February 26, 2018 - April 16, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
TINLEY PARK, IL
Past
February 15, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
October 11, 2000 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/21/2025)
RR
California(8/23/2024)
RR
Delaware(8/23/2024)
IAR
Illinois(3/3/2020)
RR
Illinois(8/23/2024)
RR
Kentucky(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
Texas(2/21/2025)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3051 Hollis Drive 3rd Floor, Springfield, IL 62704
Mailing Address
Phone number
(217) 862-1843
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 919,996,863 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
