Robert L. Evans

CETERA INVESTMENT ADVISERS LLC

MINNEAPOLIS, MN 55414

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CRD#: 3263537

Professional summary

Robert Lee Evans JR, who also goes by Robert Lee Evans, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minneapolis, Minnesota and CETERA WEALTH SERVICES, LLC located in Minneapolis, Minnesota.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Lee Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. North Star Consultants & North Star Brokerage, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 09/2019-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS. 2. ST ANTHONY ATHLETICS AND ACTIVITIES ADVISORY COMMITTEE POSITION: Advisory Board NATURE: Parent Rep INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 3303 33rd Ave NE, St Anthony MN 55418, United States DESCRIPTION: Members of the St. Anthony Athletics and Activities Advisory Committee; 3. NAME OF OTHER BUSINESS: CONFIDERE FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Evans JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2701 University Ave Se, Minneapolis, MN 55414

RIA

CRD#: 105644

MINNEAPOLIS, MN

Current

August 10, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2701 University Avenue Se, Minneapolis, MN 55414-3238

CRD#: 13572

MINNEAPOLIS, MN

Past

September 6, 2019 - October 19, 2021

CRI SECURITIES, LLC

RIA

CRD#: 22589

MINNEAPOLIS, MN

Past

September 6, 2019 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

MINNEAPOLIS, MN

Past

September 6, 2019 - October 19, 2021

CRI SECURITIES, LLC

CRD#: 22589

MINNEAPOLIS, MN

Past

September 6, 2019 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MINNEAPOLIS, MN

Past

August 8, 2016 - September 4, 2019

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

St. PAUL, MN

Past

August 8, 2016 - September 4, 2019

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

ST. PAUL, MN

Past

June 18, 2013 - August 15, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

BLOOMINGTON, MN

Past

April 29, 2013 - August 15, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

BLOOMINGTON, MN

Past

November 27, 2006 - April 1, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

OAKDALE, MN

Past

January 7, 2004 - June 27, 2006

ARCHIPELAGO TRADING SERVICES, INC.

CRD#: 15853

CHICAGO, IL

Past

August 8, 2002 - June 27, 2006

ARCHIPELAGO SECURITIES L.L.C.

CRD#: 102500

CHICAGO, IL

Past

March 8, 2001 - August 8, 2002

WAVE SECURITIES, LLC

CRD#: 43705

CHICAGO, IL

Past

December 15, 2000 - January 10, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 3, 2000 - November 15, 2000

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/3/2025)

California
(3/4/2025)

Colorado
(7/10/2025)

Florida
(2/3/2025)

Georgia
(3/4/2025)

Illinois
(3/4/2025)

Indiana
(6/11/2025)

Iowa
(3/4/2025)

Massachusetts
(3/4/2025)

Michigan
(3/4/2025)

Minnesota
(8/10/2023)

IAR

Minnesota
(8/10/2023)

Missouri
(3/4/2025)

New York
(2/3/2025)

North Carolina
(3/4/2025)

Ohio
(8/1/2025)

Oregon
(3/4/2025)

Rhode Island
(3/4/2025)

South Dakota
(3/4/2025)

Texas
(3/4/2025)

IAR

Texas
(3/4/2025)

Utah
(3/4/2025)

Virginia
(1/15/2025)

Washington
(3/4/2025)

Wisconsin
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2013

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/1/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/9/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/2/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert L. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Evans JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

FIDELITY BROKERAGE SERVICES LLC

ARCHIPELAGO TRADING SERVICES, INC.

ARCHIPELAGO SECURITIES L.L.C.

WAVE SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2013

Series 65

Date: 9/1/2007

Series 63

Date: 8/16/1999

SIE

Date: 10/1/2018

Series 55

Date: 4/9/2001

Series 7

Date: 10/2/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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