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BS

Blaise R. Santiago

CEROS FINANCIAL SERVICES
ROCKVILLE, MD 20850
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CRD#: 3263134
BS
Blaise Robert SantiagoCEROS FINANCIAL SERVICES

Professional summary

Blaise Robert Santiago, who also goes by Blaise Robert Maushart, Blaise Santiago, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Rockville, Maryland.

Blaise is registered as a RR (Registered Representative) and started their career in finance in 2001. Blaise has worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7TO, Series 7, Series 10 and Series 9 exams.

Aliases

Blaise Robert Maushart | Blaise Santiago

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Blaise Robert Santiago's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 1445 Research Boulevard Suite 530, Rockville, MD 20850
BD
CRD#: 37869
ROCKVILLE, MD
Past

July 22, 2025 - September 17, 2025

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
San Francisco, CA
Past

January 23, 2020 - November 8, 2021

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 125446
LARKSPUR, CA
Past

February 10, 2015 - December 31, 2019

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 125446
Larkspur, CA
Past

June 4, 2014 - February 4, 2015

TD AMERITRADE, INC.

RIA
CRD#: 7870
CORTE MADERA, CA
Past

June 4, 2014 - February 4, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
CORTE MADERA, CA
Past

June 4, 2014 - February 4, 2015

TD AMERITRADE, INC.

BD
CRD#: 7870
CORTE MADERA, CA
Past

April 1, 2014 - June 4, 2014

NEW ENGLAND SECURITIES

BD
CRD#: 615
FOSTER CITY, CA
Past

July 19, 2010 - February 25, 2014

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

July 16, 2010 - February 25, 2014

CURIAN CLEARING, LLC

BD
CRD#: 132938
DENVER, CO
Past

March 16, 2010 - July 13, 2010

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SAN FRANCISCO, CA
Past

March 16, 2010 - July 13, 2010

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SAN FRANCISCO, CA
Past

January 22, 2010 - February 23, 2010

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

May 15, 2009 - February 11, 2010

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

August 1, 2008 - February 23, 2010

ASSETMARK, INC.

RIA
CRD#: 109018
PLEASANT HILL, CA
Past

October 27, 2005 - July 31, 2008

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

RIA
CRD#: 105771
ENCINO, CA
Past

December 2, 2003 - November 9, 2005

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
BEVERLY HILLS, CA
Past

March 9, 2002 - November 9, 2005

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

September 7, 2001 - March 9, 2002

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/27/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/11/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/1/2003
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/18/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/21/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/15/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/5/2001
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

CF
CEROS FINANCIAL SERVICES, INC.
ASSET MANAGEMENT SERVICES | FORTE CAPITAL GROUP | CEROS FINANCIAL SERVICES, INC. | CEROS FINANCIAL ADVISORS | CEROS CAPITAL MARKETS | CEROS BROKER SERVICE, INC. | ATLANTIC PARTNERS

CRD#: 37869 / SEC#: , 8-47955

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Mailing Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Phone number
(866) 842-3356
Established
Massachusetts since 09/30/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DGB HOLDINGS, LLCOWNER
AYERS-RIGSBY, MARY CATHERINEPRESIDENT830349
GOLDWASSER, MARK HARRYCEO1334008
GREENE, JON CHRISTOPHERROSFP3202524
HOLLAND, ANGELA LYNNETTECHIEF COMPLIANCE OFFICER3166586
POWELL, KIM ULMANCHIEF FINANCIAL OFFICER6244231
WILSON, DANIELAMLCO6763074

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869Rockville, MD 20850

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