Evan Michael Tomaskovic
Professional Summary
Evan Michael Tomaskovic is a registered financial advisor currently at CARL MARKS SECURITIES LLC located in New York, New York. Evan is registered as a RR (Registered Representative) and started their career in finance in 1999. Evan has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
CARL MARKS SECURITIES LLC | CARL MARKS SECURITIES, LLC
Contact Information
Main Address
900 Third Avenue 10th Floor Suite 1003, New York, NY, 10022Mailing Address
900 Third Avenue 10th Floor Suite 1003, New York, NY, 10022Phone Number
(212) 909-8400Established
New York since 05/25/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/5/2020)
(10/19/2017)
(7/23/2018)
(8/2/2013)
(1/12/2015)
(12/19/2016)
(7/27/2015)
(3/23/2017)
(12/19/2016)
(12/19/2016)
(8/5/2013)
(12/19/2016)
(4/12/2018)
(8/26/2014)
(4/21/2017)
(11/16/2020)
(1/8/2015)
(12/19/2016)
(12/19/2016)
(8/8/2014)
(1/20/2017)
(1/17/2017)
(3/9/2018)
(5/19/2017)
(8/2/2012)
(9/21/2020)
(10/19/2007)
(1/16/2015)
(9/2/2014)
(12/20/2016)
(3/29/2017)
(12/19/2016)
(3/22/2016)
(1/7/2015)
(8/19/2014)
(2/1/2017)
(12/19/2016)
(1/7/2015)
(1/9/2015)
(1/13/2015)
(8/29/2014)
(9/21/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Evan Michael Tomaskovic's CRS (Customer Relationship Summary).
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