SR
Stephenie Rulli
STRATEGIC ADVISERS LLC
HAMILTON, OH
Some features on this profile are disabled
CRD#: 3262690
SR
Professional summary
Stephenie Rulli, who also goes by Stephanie Rulli, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Hamilton, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Sarasota, Florida.
Stephenie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Stephenie has worked at 5 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE, Series 6, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Rulli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephenie Rulli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HAMILTON, OH
Current
May 20, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 201 N Cattlemen Rd, Sarasota, FL 34243BD
CRD#: 7784
Sarasota, FL
Past
May 22, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
August 16, 2017 - May 11, 2020
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Hamilton, OH
Past
August 16, 2017 - May 11, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
July 6, 2015 - December 31, 2016
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Hamilton, OH
Past
September 25, 2012 - December 31, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
January 14, 2003 - April 23, 2009
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BLUE ASH, OH
Past
August 20, 1999 - January 23, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2021)
RR
Alaska(9/9/2021)
RR
Arizona(9/9/2021)
RR
Arkansas(9/9/2021)
RR
California(9/9/2021)
RR
Colorado(9/9/2021)
RR
Connecticut(9/9/2021)
RR
Delaware(9/9/2021)
RR
District of Columbia(9/9/2021)
RR
Florida(9/9/2021)
RR
Georgia(9/9/2021)
RR
Hawaii(9/9/2021)
RR
Idaho(9/9/2021)
RR
Illinois(9/9/2021)
RR
Indiana(5/20/2020)
RR
Iowa(9/9/2021)
RR
Kansas(9/9/2021)
RR
Kentucky(5/20/2020)
RR
Louisiana(9/9/2021)
RR
Maine(9/9/2021)
RR
Maryland(9/9/2021)
RR
Massachusetts(9/9/2021)
RR
Michigan(9/9/2021)
RR
Minnesota(9/9/2021)
RR
Mississippi(9/9/2021)
RR
Missouri(9/9/2021)
RR
Montana(9/9/2021)
RR
Nebraska(9/9/2021)
RR
Nevada(9/9/2021)
RR
New Hampshire(9/9/2021)
RR
New Jersey(9/9/2021)
RR
New Mexico(9/9/2021)
RR
New York(9/9/2021)
RR
North Carolina(9/9/2021)
RR
North Dakota(9/9/2021)
RR
Ohio(5/20/2020)
IAR
Ohio(3/31/2025)
RR
Oklahoma(9/9/2021)
RR
Oregon(9/9/2021)
RR
Pennsylvania(9/9/2021)
RR
Puerto Rico(9/9/2021)
RR
Rhode Island(9/9/2021)
RR
South Carolina(9/9/2021)
RR
South Dakota(9/9/2021)
RR
Tennessee(9/9/2021)
RR
Texas(9/9/2021)
IAR
Texas(3/31/2025)
RR
Utah(9/9/2021)
RR
Vermont(9/9/2021)
RR
Virgin Islands(9/9/2021)
RR
Virginia(9/9/2021)
RR
Washington(9/9/2021)
RR
West Virginia(9/9/2021)
RR
Wisconsin(9/9/2021)
RR
Wyoming(9/9/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
