PA
Philip J. Amos
KESTRA ADVISORY SERVICES
AVON, OH 44011
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CRD#: 3262155
PA
Professional summary
Philip Joseph Amos, ChFC®, CLU® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Avon, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Avon, Ohio.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Philip has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 1250 Capital of Texas Highway, Building 2 Suite 125 Austin TX 78746 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Lorain County Chamber of Commerce Investment Related: No Address: 226 Middle Ave 5th Floor Elyria OH 44035 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Member Start Date: 1/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend board meetings and Chamber events. Business Name: PJA Legacy LLC Investment Related: No Address: 36711 American Way, Suite 2F Avon OH 44011 Nature of Business: Other Other/None of the Above I established this entity with my father from whom I am buying his stock in our firm. Position, Title or Relationship: Owner Start Date: 10/31/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: 10 year payment beginning in 2008. Business Name: Magis Advisory Group, LLC Investment Related: Yes Address: 36711 American Way Avon OH 44011 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Co-Founder, President Start Date: 3/13/2020 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: President Business Name: SOCCER REFEREE FOR OHSAA AND USSF POSITION: Regional Emeritus NATURE: Referee INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2004 ADDRESS: 3242 Napa Blvd, Avon OH 44011, United States DESCRIPTION: Referee high school and club soccer matches Business Name: LORAIN COUNTY COMMUNITY COLLEGE FOUNDATION BOARD POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2013 ADDRESS: 1005 Abbe Road N, Elyria OH 44035, United States DESCRIPTION: Treasurer- I was appointed to this position starting January 2025. My role will be to work with the LCCC Foundation executive staff to help supplement their duties as CFO with oversight and guidance. I am still learning my duties as I have not started them yet. I have orientation meetings over the next few months. I will attend Finance Committee meetings and Executive Committee meetings. I have no access to any financial accounts of any kind and give no advice in terms of finances. Business Name: ONE LORAIN COUNTY POSITION: Chair NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 226 Middle Ave., 5th Floor, Elyria OH 44035, United States DESCRIPTION: Help guide the executive director in her efforts for this new organization and help establish a well functioning board of directors. Economic development interacts with public offices, private businesses and non-profits within Lorain County.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Joseph Amos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 36711 American Way Suite 2f, Avon, OH 44011RIA
CRD#: 283330
AVON, OH
Current
January 17, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 36711 American Way Suite 2f, Avon, OH 44011BD
CRD#: 42046
Avon, OH
Past
January 19, 2006 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SHFFIELD VILLAGE, OH
Past
July 26, 2002 - January 19, 2006
OSAIC FA, INC.
RIA
CRD#: 3978
CLEVELAND, OH
Past
June 14, 2002 - January 19, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
June 14, 2002 - January 19, 2006
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
October 31, 2001 - June 6, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
October 13, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/26/2021)
RR
California(11/24/2009)
RR
Colorado(2/28/2013)
RR
Connecticut(10/22/2021)
RR
Florida(6/22/2010)
RR
Georgia(10/22/2021)
RR
Illinois(1/17/2006)
RR
Indiana(10/30/2006)
RR
Kentucky(10/26/2021)
RR
Maryland(2/19/2021)
RR
Massachusetts(10/26/2021)
RR
Michigan(2/2/2021)
RR
Minnesota(1/17/2006)
RR
New Jersey(9/22/2023)
RR
New York(10/26/2021)
RR
North Carolina(12/5/2007)
RR
Ohio(1/17/2006)
IAR
Ohio(4/19/2016)
RR
Oregon(10/26/2021)
RR
South Carolina(11/28/2016)
RR
Tennessee(9/28/2020)
RR
Texas(9/24/2007)
IAR
Texas(7/26/2023)
RR
Virginia(12/7/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Avon, OH 44011TRUST BUT VERIFY
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