AC
Alissa L. Conklin
TRUSTMONT ADVISORY GROUP
BLOOMSBURG, PA 17815
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CRD#: 3262147
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Professional summary
Alissa Lynne Conklin, ChFC®, who also goes by Alissa Lynne Appelman, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Bloomsburg, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Bloomsburg, Pennsylvania.
Alissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Alissa has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alissa Lynne Appelman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER OF APPELMAN FINANCIAL, 250 SCHOOLHOUSE ROAD, BLOOMSBURG, PA 17815. OFFICE MANAGEMENT-START DATE 5/1999. 15 HRS PER WEEK. INSURANCE AGENT ENGAGING IN THE SALE OF LIFE INSURANCE AND FIXED ANNUITIES. START DATE -2/2009, 1 HOUR PER WEEK. INVESTMENT RELATED. TAX PREPARATION APPROX 30 HRS PER WEEK FROM FEB THROUGH APRIL.START DATE-1/2003. EARNED "REGISTERED TAX RETURN PREPARER" (RTRP) THROUGH IRS JUNE 22, 2012 AND IS APPROVED TO USE THIS DESIGNATION. REGISTERED PARAPLANNER QUALIFIED PROFESSIONAL- FPQP -JULY 2002 - CURRENT. PA NOTORY PUBLIC- START DATE-10/2014. 15 MINS PER WEEK. CHARTERED SPECIAL NEEDS CONSULTANT- CHSNC- STARE DATE: FEB 2024
CRS (Client Relationship Summary) - RIA
Click below to view Alissa Lynne Conklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 29, 2007 - Present
TRUSTMONT ADVISORY GROUP, INC.
Office #1: 250 Schoolhouse Rd, Bloomsburg, PA 17815RIA
CRD#: 106015
BLOOMSBURG, PA
Current
August 2, 2004 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: 250 Schoolhouse Road, Bloomsburg, PA 17815BD
CRD#: 18312
Bloomsburg, PA
Past
April 24, 2000 - July 28, 2004
HACKETT ASSOCIATES, INC.
BD
CRD#: 2106
WYOMISSING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(1/24/2023)
RR
New York(1/24/2023)
RR
Oregon(1/24/2023)
RR
Pennsylvania(8/2/2004)
IAR
Pennsylvania(1/29/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015Bloomsburg, PA 17815TRUST BUT VERIFY
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