Kevin Done
Professional summary
Kevin Done is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Done's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2026 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017October 25, 2023 - March 7, 2025
HSBC SECURITIES (USA) INC.
May 10, 2019 - March 21, 2023
BOFA SECURITIES, INC.
October 23, 2018 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 2017 - September 17, 2018
SCOTIA CAPITAL (USA) INC.
November 10, 2014 - December 28, 2015
BARCLAYS CAPITAL INC.
November 10, 2014 - February 10, 2017
BARCLAYS CAPITAL INC.
May 14, 2009 - August 22, 2014
BARCLAYS CAPITAL INC.
August 28, 2008 - August 22, 2014
BARCLAYS CAPITAL INC.
October 6, 2000 - October 5, 2007
ROBERT R. MEREDITH & CO., INC.
September 22, 1999 - August 16, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2026)
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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