Julie A. Dimare

AMERANT INVESTMENTS

Tampa, FL 33609

Some features on this profile are disabled

CRD#: 3261742

Professional summary

Julie Ann Dimare, who also goes by Julie Dimare, Julie Ann Miles, Julie Miles, Julie Ann Schmitz, Julie Ann Schmitz-miles, is a registered financial professional currently at AMERANT INVESTMENTS, INC. located in Tampa, Florida.

Julie is registered as a RR (Registered Representative) and started their career in finance in 2000. Julie has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Julie Dimare | Julie Ann Miles | Julie Miles | Julie Ann Schmitz | Julie Ann Schmitz-Miles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julie Ann Dimare's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

AMERANT INVESTMENTS, INC.

Office #1: 4830 West Kennedy Boulevard Suite 150, Tampa, FL 33609

RIA

CRD#: 117284

Tampa, FL

Past

March 24, 2023 - October 31, 2023

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

August 24, 2018 - November 16, 2021

SYNOVUS SECURITIES, INC.

RIA

CRD#: 14023

ST PETE BEACH, FL

Past

August 20, 2018 - November 16, 2021

SYNOVUS SECURITIES, INC.

CRD#: 14023

ST PETE BEACH, FL

Past

March 17, 2017 - August 14, 2018

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ST. PETERSBURG, FL

Past

April 16, 2015 - August 14, 2018

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ST. PETERSBURG, FL

Past

August 1, 2014 - April 3, 2015

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

SARASOTA, FL

Past

September 13, 2007 - November 14, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ORLANDO, FL

Past

August 24, 2007 - November 14, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ORLANDO, FL

Past

May 30, 2006 - June 26, 2007

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

NAPERVILLE, IL

Past

May 30, 2006 - June 26, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

NAPERVILLE, IL

Past

October 4, 2005 - April 17, 2006

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

WHEATON, IL

Past

September 22, 2005 - April 17, 2006

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

March 17, 2003 - September 7, 2005

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

CHICAGO, IL

Past

November 3, 2000 - September 7, 2005

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERANT INVESTMENTS, INC.

CRD#: 117284 / SEC#: 801-61889, 8-53612

RIA

Registered Investment Advisory firm - SEC (8/9/2002 Approved)

Florida

Registered Investment Advisory firm - SEC (8/19/2002 Terminated)

New York

Registered Investment Advisory firm - SEC (8/9/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERANT INVESTMENTS, INC.

CRD#: 117284 / SEC#: 801-61889, 8-53612

RIA

Registered Investment Advisory firm - SEC (8/9/2002 Approved)

Florida

Registered Investment Advisory firm - SEC (8/19/2002 Terminated)

New York

Registered Investment Advisory firm - SEC (8/9/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

220 Alhambra Circle 2nd Floor, Coral Gables, FL 33134

Mailing Address

220 Alhambra Circle 2nd Floor, Coral Gables, FL 33134

Phone number

(305) 460-8599

Established

Delaware since 07/24/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (8 States and Territories)

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 6-25 (6/24/2025)

WRAP BROCHURE 9-24 (3/20/2025)

Direct owners and executive officers

Name	Position	CRD#
AMERANT BANK, N.A.	SHAREHOLDER
CALDERON YEPEZ, SHARYMAR EGLLEE	DIRECTOR	7809045
CAPRILES, ALBERTO MANUEL	DIRECTOR	6998024
GARGANTA, ANDRES JOSE	DIRECTOR	5483075
GUERRERO, SERGIO EMILIANO MR.	COO & FINOP	5718350
IAFIGLIOLA, CARLOS	DIRECTOR	7285620
LUCAS, EMERIS DEL VALLE	BRANCH MANAGER	5193416
RESTREPO, JOSE VICENTE	CCO	6148942

Regulatory assets under management

Total Number of Accounts	1,194
AUM (Assets Under Management)	$ 688,203,169

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Valencia

LPL FINANCIAL LLC

IAR

LARGO, FL

Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

IAR

Tarpon Springs, FL

Gustavo Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Brandon, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Julie A. Dimare

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julie Ann Dimare's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. BANCORP INVESTMENTS, INC.

SYNOVUS SECURITIES, INC.

SYNOVUS SECURITIES, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AMERANT INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2016

Series 63

Date: 8/11/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2014

Series 6

Date: 11/2/2000

FINRA

Current Firm

AMERANT INVESTMENTS, INC.

Contact information

SEC notice filing (8 States and Territories)

FINRA licenses (14 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

AMERANT INVESTMENTS, INC.

TRUST BUT VERIFY

Similar Advisors