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Jenel Carima Damis

FIS BROKERAGE & SECURITIES SERVICES
BOLINGBROOK, IL
·CRD# 3261583·27 years experience

Professional Summary

Jenel Carima Damis, who also goes by Jenel C. Damis, Jenel Carima Thalji, is a registered financial advisor currently at FIS BROKERAGE & SECURITIES SERVICES LLC located in Bolingbrook, Illinois. Jenel is registered as a RR (Registered Representative) and started their career in finance in 1999. Jenel has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 52, Series 14, Series 27...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jenel C. Damis, Jenel Carima Thalji

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
270 Remington Blvd. Suite A, Bolingbrook, IL 60440
March 6, 2013 - Present
SUNGARD INSTITUTIONAL BROKERAGE INC.·CRD# 8509
BD
Geneva, IL
July 3, 2007 - December 31, 2013
TRADIER BROKERAGE, INC.·CRD# 104982
BD
Charlotte, NC
April 25, 2003 - July 8, 2003
PROTRADER SECURITIES L.P.·CRD# 35233
BD
Austin, TX
July 24, 2000 - March 18, 2003
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
July 21, 1999 - July 21, 2000

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Current Firm

FB
FIS BROKERAGE & SECURITIES SERVICES LLC

ANDOVER CAPITAL PARTNERS LLC | SUNGARD BROKERAGE & SECURITIES SERVICES, LLC | SUNGARD BROKERAGE & SECURITIES SERVICES LLC | PRESCIENT SECURITIES, LLC | FIS BROKERAGE & SECURITIES SERVICES LLC | ASSENT LLC

CRD#: 104162 / SEC#: 8-52614
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

270 Remington Blvd. Suite A, Bolingbrook, IL 60440

Mailing Address

270 Remington Blvd. Suite A, Bolingbrook, IL 60440

Phone Number

(630) 482-7300

Established

Delaware since 02/11/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FIS CAPITAL MARKETS US LLCSOLE MEMBER—
DAMIS, JENEL CARIMACHIEF COMPLIANCE OFFICER3261583
HECKER, STEVEN MICHAELFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER3088510
PETERS, DAVID TODDBOARD MEMBER, ASSISTANT SECRETARY7798286
VOGEL, MICHAEL FRANCISCHIEF EXECUTIVE OFFICER AND PRESIDENT, BOARD MEMBER, SECRETARY2814935

Disclosures

Regulatory Event

23

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(3/7/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2003About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2000

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jul 1999About the Series 52 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2011About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jenel Carima Damis's CRS (Customer Relationship Summary).

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