Brian R. Dubrow
Professional summary
Brian Russell Dubrow, who also goes by Brian Dubrow, is a registered financial professional currently at LLOYDS SECURITIES located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2008. Brian has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Russell Dubrow's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2024 - Present
LLOYDS SECURITIES
Office #1: 1095 Avenue Of The Americas, New York, NY 10036November 1, 2023 - February 2, 2024
BLAYLOCK VAN, LLC
September 28, 2022 - May 3, 2023
CASTLEOAK SECURITIES, LP
February 11, 2019 - August 18, 2020
SMBC NIKKO SECURITIES AMERICA, INC.
November 1, 2010 - October 22, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2008 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2024)
(11/26/2024)
(12/2/2024)
(12/2/2024)
(12/6/2024)
(12/2/2024)
(12/3/2024)
(11/26/2024)
(12/2/2024)
(11/28/2024)
(12/5/2024)
(12/3/2024)
Exams
FINRA
Current Firm
LLOYDS SECURITIES
CRD#: 154515 / SEC#: , 8-68647
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LLOYDS AMERICA SECURITIES CORPORATION | SHAREHOLDER-COMMON STOCK | |
| CRAWFORD, SUSAN ADELAIDE | HEAD OF RISK | 7415877 |
| FALLAN, WESLEY ROBERT | PRESIDENT OF LLOYDS SECURITIES | 6313069 |
| HOUGHTON, ROSS ANDREW | CHIEF FINANCIAL OFFICER, NA | 6493863 |
| MANSFIELD, WILLIAM RENICK JR | CEO AND COUNTRY HEAD, LLOYDS BANK CORPORATE MARKETS, NORTH AMERICA | 1398078 |
| NADEL, MITCHELL NEIL | HEAD OF FINANCIAL MARKETS | 6157639 |
| ROWLANDS, MARK KEITH | PRINCIPAL FINANCIAL OFFICER & TREASURER | 6601550 |
| SMITH, KELVINA MONIQUE | CHIEF LEGAL OFFICER, LSI | 7419693 |
| STEINBERG, MICHAEL NMN | CHIEF COMPLIANCE OFFICER | 1062776 |
| TRYPHONIDES, NICHOLAS | PRINCIPAL OPERATIONS OFFICER (POO), SECRETARY | 6446246 |
Red Flags
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