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FIRM PROFILE
Overview
LLOYDS SECURITIES is located at 1095 Avenue Of The Americas, New York, NY 10036 and was first established at New York, Delaware in 03/11/2010. After operating for 15 years, LLOYDS SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LLOYDS SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. LLOYDS SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LLOYDS SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LLOYDS SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LLOYDS SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for LLOYDS SECURITIES Comes From
Understanding the Statistics for LLOYDS SECURITIES and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1095 Avenue Of The Americas, New York, NY 10036
1095 Avenue Of The Americas, New York, NY 10036
Small
(212) 450-0800
Delaware since 03/11/2010
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| LLOYDS AMERICA SECURITIES CORPORATION | SHAREHOLDER-COMMON STOCK | ||
| CRAWFORD, SUSAN ADELAIDE | HEAD OF RISK | 7415877 | |
| FALLAN, WESLEY ROBERT | PRESIDENT OF LLOYDS SECURITIES | 6313069 | |
| HOUGHTON, ROSS ANDREW | CHIEF FINANCIAL OFFICER, NA | 6493863 | |
| MANSFIELD, WILLIAM RENICK JR | CEO AND COUNTRY HEAD, LLOYDS BANK CORPORATE MARKETS, NORTH AMERICA | 1398078 | |
| NADEL, MITCHELL NEIL | HEAD OF FINANCIAL MARKETS | 6157639 | |
| ROWLANDS, MARK KEITH | PRINCIPAL FINANCIAL OFFICER & TREASURER | 6601550 | |
| SMITH, KELVINA MONIQUE | CHIEF LEGAL OFFICER, LSI | 7419693 | |
| STEINBERG, MICHAEL NMN | CHIEF COMPLIANCE OFFICER | 1062776 | |
| TRYPHONIDES, NICHOLAS | PRINCIPAL OPERATIONS OFFICER (POO), SECRETARY | 6446246 |
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Advisor's working at LLOYDS SECURITIES
William Renick Mansfield JR
Michael Charles Oakley Powell
Wesley Robert Fallan
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