Dean S. Mailhes

ARGENT ADVISORS

Monroe, LA 71201

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CRD#: 3260678

Professional summary

Dean Stephen Mailhes is a registered financial advisor currently at ARGENT ADVISORS, INC. located in Monroe, Louisiana and HERITAGE CAPITAL MANAGEMENT, INC. located in Monroe, Louisiana.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Dean has worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JJD PROPERTIES, LLC, START DATE 1998, REAL ESTATE BUSINESS, PARTNER, 1609 STUBBS AVE, MONROE, LA. 71201, # OF HOURS MONTHLY 5 HOURS, NO HOURS DEVOTED DURING SECURITIES TRADING. 2) HERITAGE CAPITAL MANAGEMENT, START DATE 1995, 1609 STUBBS AVE, MONROE, LA. 71201, PRESIDENT, INVESTMENT RELATED, # OF HOURS MONTHLY 6 HOURS, 1 HOUR MTHLY DEVOTED DURING SECURITIES TRADING. 3) SANDSTAR, LLC; NOT INVESTMENT-RELATED; 1609 STUBBS AVE, MONROE, LA 71201; REAL ESTATE; MEMBER; STARTED 08/2017; APPROXIMATELY 5 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; MONITOR PROPERTY. 4) HERSHEY LAKE, LLC; NOT INVESTMENT-RELATED; 1609 STUBBS AVE, MONROE, LA. 71201; REAL ESTATE; MEMBER; STARTED 1999; APPROXIMATELY 1 HOUR PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Stephen Mailhes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2006 - Present

ARGENT ADVISORS, INC.

Office #1: 1609 Stubbs Avenue, Monroe, LA 71201

RIA

CRD#: 112028

Monroe, LA

Current

October 29, 2010 - Present

HERITAGE CAPITAL MANAGEMENT, INC.

Office #1: 1609 Stubbs Ave, Monroe, LA 71201

RIA

CRD#: 117498

Monroe, LA

Past

December 5, 2005 - August 15, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

MONROE, LA

Past

January 6, 2003 - January 3, 2005

SAMCO FINANCIAL SERVICES, INC.

CRD#: 30108

PHOENIX, AZ

Past

September 10, 1999 - December 31, 2002

ARGENT INVESTMENT SERVICES, INC.

CRD#: 25624

RUSTON, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGENT ADVISORS, INC.

ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.

CRD#: 112028 / SEC#: 801-60187

RIA

Registered Investment Advisory firm - (4/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/8/2006)

IAR

Texas
(6/13/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/7/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARGENT ADVISORS, INC.

ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.

CRD#: 112028 / SEC#: 801-60187

RIA

Registered Investment Advisory firm - (4/6/2001 Approved)

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Contact information

Main Address

1609 Stubbs Avenue, Monroe, LA 71201

Mailing Address

Phone number

(318) 324-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2,582
AUM (Assets Under Management)	$ 1,461,903,002

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
01/27/2025	Cover Page	Report
03/27/2024	Cover Page	Report
02/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dean S. Mailhes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Stephen Mailhes's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGENT ADVISORS, INC.

HERITAGE CAPITAL MANAGEMENT, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

SAMCO FINANCIAL SERVICES, INC.

ARGENT INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ARGENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/1999

Series 6

Date: 9/7/1999

Current Firm

ARGENT ADVISORS, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARGENT ADVISORS, INC.

TRUST BUT VERIFY

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