Fadi Nona

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CRD#: 3260629

Professional summary

Fadi Nona was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Fadi is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Fadi had worked at 8 firms, which includes Q3 ASSET MANAGEMENT CORPORATION, THE COASTAL ADVISORY GROUP LLC, REALTA EQUITIES INC., LPL FINANCIAL LLC, BANC ONE SECURITIES CORPORATION, FIS BROKERAGE & SECURITIES SERVICES LLC, RUMSON CAPITAL LLC, FUNDS DISTRIBUTOR LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 20, 2011 - April 20, 2012

Q3 ASSET MANAGEMENT CORPORATION

RIA

CRD#: 137839

BIRMINGHAM, MI

Past

July 21, 2010 - January 18, 2011

THE COASTAL ADVISORY GROUP, LLC

RIA

CRD#: 139534

BIRMINGHAM, MI

Past

November 8, 2007 - June 21, 2012

REALTA EQUITIES, INC.

CRD#: 23769

BIRMINGHAM, MI

Past

June 16, 2005 - November 15, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER HILLS, MI

Past

June 15, 2005 - November 15, 2007

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER HILLS, MI

Past

November 16, 2004 - May 11, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

FARMINGTON HILLS, MI

Past

November 17, 2003 - May 11, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 3, 2003 - October 14, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

May 22, 2002 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

December 18, 2000 - November 8, 2001

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

Q3 ASSET MANAGEMENT CORPORATION

GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT

CRD#: 137839 / SEC#: 801-77461

RIA

Registered Investment Advisory firm - (1/2/2013 Approved)

Colorado

Registered Investment Advisory firm - (1/2/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Illinois

Registered Investment Advisory firm - (1/22/2013 Terminated)

Indiana

Registered Investment Advisory firm - (2/12/2013 Terminated)

Michigan

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Minnesota

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Texas

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Wisconsin

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/15/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/12/2002

General Securities Principal Examination

Current Firm

Q3 ASSET MANAGEMENT CORPORATION

GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT

CRD#: 137839 / SEC#: 801-77461

RIA

Registered Investment Advisory firm - (1/2/2013 Approved)

Colorado

Registered Investment Advisory firm - (1/2/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Illinois

Registered Investment Advisory firm - (1/22/2013 Terminated)

Indiana

Registered Investment Advisory firm - (2/12/2013 Terminated)

Michigan

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Minnesota

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Texas

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

Wisconsin

Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

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Contact information

Main Address

2175 Cole Street, Birmingham, MI 48009

Mailing Address

Phone number

(248) 566-1122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

Q3 ASSET MANAGEMENT CORPORATION FORM ADV 2A MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	3,456
AUM (Assets Under Management)	$ 727,412,337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fadi Nona

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE COASTAL ADVISORY GROUP, LLC

REALTA EQUITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

FUNDS DISTRIBUTOR, LLC

Primary Firm SEC Registration

Q3 ASSET MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2004

Series 63

Date: 12/4/2000

Series 7

Date: 5/21/2002

Series 6

Date: 12/15/2000

Series 24

Date: 7/12/2002

Current Firm

Q3 ASSET MANAGEMENT CORPORATION

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

Q3 ASSET MANAGEMENT CORPORATION

TRUST BUT VERIFY

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