WM
Walter J. Mccormac
BLUEFIN FINANCIAL
Moorestown, NJ 08057
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CRD#: 325916
WM
Professional summary
Walter Joseph Mccormac is a registered financial advisor currently at BLUEFIN FINANCIAL located in Moorestown, New Jersey.
Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Walter has worked at 7 firms and has passed the Series 65, Series 63, SIE, PC and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REAL ESTATE FOR RENTAL INCOME RESIDENTIAL RENTAL PROPERTY RENTAL INCOME SELF AND SPOUSE 2 % TIME SPENT MONEY MANAGEMENT FINANCIAL SERVICES- INSURANCE SALES- PRESIDENT- INVESTMENT RELATED- START DATE: 3/1989 LOCATED AT 212 W ROUTE 38 STE 106; MOORESTOWN, NJ 08057 INVESTMENT ADVISORY - SECURITIES AMERICA ADVISORS - IAR- INVESTMENT RELATED- START DATE: 6/2003 LOCATED AT 212 W ROUTE 38 STE 106; MOORESTOWN, NJ 08057 DBA: Bluefin Financial MUNICIPAL COURT OF AUDUBON NEW JERSEY - COMMUNITY DISPUTE RESOLUTION COMMITTEE POSITION: sit on Mediation panel NATURE: I volunteer as Chairperson on the Municipal Court, Borough of Audubon, NN - Community Disputes Resolution Committee. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/19/2017 ADDRESS: 606 West Nicholson Road, Audubon NJ 08106, United States DESCRIPTION: I sit on a panel of court cases referred by the Municipal Judge where the parties agree to Mediation to resolve any dispute involving complaints filed if the parties agree to Mediation. A written agreement is signed by all parties if a settlement is reached otherwise the matter is referred back to the Municipal Court Judge.
CRS (Client Relationship Summary) - RIA
Click below to view Walter Joseph Mccormac's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2017 - Present
BLUEFIN FINANCIAL
Office #1: 212 West Route 38 Suite 106, Moorestown, NJ 08057RIA
CRD#: 288375
Moorestown, NJ
Past
June 12, 2003 - November 30, 2017
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
MOORESTOWN, NJ
Past
May 7, 2003 - November 30, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MOORESTOWN, NJ
Past
August 15, 1983 - April 17, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
MARLTON, NJ
Past
September 16, 1977 - April 17, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
BD
CRD#: 7238
Past
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
BD
CRD#: 7058
Past
March 23, 1972 - February 27, 1976
BACHE & CO., INCORPORATED
BD
CRD#: 66
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUEFIN FINANCIAL
BLUEFIN FINANCIAL | MONEY MANAGEMENT FINANCIAL SERVICES LLC DBA BLUE FIN FINANCIAL | MONEY MANAGEMENT FINANCIAL SERVICES LLC
CRD#: 288375 / SEC#: 801-112245
RIA
Registered Investment Advisory firm - (1/2/2018 Approved)Florida
Registered Investment Advisory firm - (1/29/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/31/2018 Terminated)Texas
Registered Investment Advisory firm - (1/29/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(8/7/2017)
IAR
Texas(9/14/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 6/13/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 3/20/1972
Registered Representative ExaminationCurrent Firm
BF
BLUEFIN FINANCIAL
BLUEFIN FINANCIAL | MONEY MANAGEMENT FINANCIAL SERVICES LLC DBA BLUE FIN FINANCIAL | MONEY MANAGEMENT FINANCIAL SERVICES LLC
CRD#: 288375 / SEC#: 801-112245
RIA
Registered Investment Advisory firm - (1/2/2018 Approved)Florida
Registered Investment Advisory firm - (1/29/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/31/2018 Terminated)Texas
Registered Investment Advisory firm - (1/29/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
212 West Route 38 Suite 106, Moorestown, NJ 08057
Mailing Address
Phone number
(856) 795-9998
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 677 |
| AUM (Assets Under Management) | $ 259,407,105 |
Red Flags
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