Dwayne L. Snyder
CETERA INVESTMENT ADVISERS LLC
NAZARETH, PA 18064
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CRD#: 3259072
Professional summary
Dwayne Lyn Snyder, CFP®, who also goes by Dwayne Snyder, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Nazareth, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Nazareth, Pennsylvania.
Dwayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Dwayne has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dwayne Snyder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dwayne Snyder, CDFA 37 Belvidere St.~Nazareth~PA~18064~Professional Services - Business/Individual~Owner/Sole Proprietor~9/24/2012~2hrs~0hrs~Provide asset analysis (splitting and distribuion) assistance to individuals and/or attorney's going through a divorce as a Certified Divorce Financial Analyst 2)Rental Real Estate Property 19 S. Broad St.~Nazareth~PA~18064~Real Estate~Owner/Sole Proprietor~9/1/2015~2hrs~0hrs~collecting rents and managing property 3) SMART CENTS POSITION: Accountant/Bookkeeper NATURE: Tax Preparation/Accounting & Notary Public services INVESTMENT RELATED: No NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 65 START DATE: 01/01/1992 ADDRESS: 19 S Broad St, Nazareth PA 18064, United States DESCRIPTION: provide accounting, Income tax preparation/ planning, and Notary Public services 4)SMART CENTS PROPERTIES LLC POSITION: Single Member Owner NATURE: Real Estate Rental activity INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2014 ADDRESS: 19 S. Broad St., Nazareth PA 18064, United States DESCRIPTION: collecting rents and managing property 5)SMART CENTS WEALTH MANAGEMENT POSITION: Owner/ Wealth Advisor NATURE: tax & investment services (Avantax) INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 75 START DATE: 11/01/2022 ADDRESS: 19 S. Broad St., Nazareth PA 18064, United States DESCRIPTION: owner & Wealth Advisor 6) SMART CENTS WEALTH MANAGEMENT LLC POSITION: President NATURE: investment services (Avantax) with tax preparation & planning services INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2025 ADDRESS: 19 S. Broad St., Nazareth PA 18064, United States DESCRIPTION: Sole shareholder & Wealth Advisor
CRS (Client Relationship Summary) - RIA
Click below to view Dwayne Lyn Snyder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 19 S. Broad St., Nazareth, PA 18064RIA
CRD#: 105644
NAZARETH, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 19 S. Broad St., Nazareth, PA 18064BD
CRD#: 13572
Nazareth, PA
Past
May 31, 2006 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Nazareth, PA
Past
September 23, 1999 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Nazareth, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
Colorado(9/5/2025)
RR
Delaware(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Maine(9/5/2025)
RR
Michigan(9/5/2025)
RR
Missouri(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oklahoma(9/18/2025)
RR
Pennsylvania(9/5/2025)
IAR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Nazareth, PA 18064TRUST BUT VERIFY
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