Corinna L. Freedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corinna Lynn Freedman, who also goes by Corinna L Freedman, was a registered financial professional .
Corinna is a previously registered financial professional and started their career in finance in 2000. Corinna had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2016 - August 23, 2017
BERENBERG CAPITAL MARKETS LLC
October 3, 2014 - October 11, 2016
BB&T SECURITIES, LLC
November 24, 2011 - September 25, 2014
WEDBUSH SECURITIES INC.
July 29, 2004 - February 17, 2006
CITIGROUP GLOBAL MARKETS INC.
May 17, 2004 - July 26, 2004
LEHMAN BROTHERS INC.
June 20, 2001 - May 14, 2004
UBS SECURITIES LLC
August 7, 2000 - April 17, 2001
MORGAN STANLEY & CO. LLC
June 13, 2000 - July 19, 2000
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
