John M. Kinney
Professional summary
John Michael Kinney, who also goes by John M Kinney, is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Kinney's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2014 - Present
OBERON SECURITIES, LLC
Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022November 17, 2006 - December 18, 2006
COMMERZ MARKETS LLC
September 6, 2005 - October 25, 2006
DAIWA CAPITAL MARKETS AMERICA INC.
November 28, 2002 - August 3, 2005
DEUTSCHE BANK SECURITIES INC.
November 3, 2000 - April 23, 2001
UBS SECURITIES LLC
September 15, 1999 - November 3, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2014)
Exams
FINRA
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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