Jason R. Moore

MAN INVESTMENTS

Boston, MA 02210

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CRD#: 3258155

Professional summary

Jason Robert Moore, CFA is a registered financial professional currently at MAN INVESTMENTS INC. located in Boston, Massachusetts.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

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The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 16, 2015 - Present

MAN INVESTMENTS INC.

Office #1: 200 Pier 4 Boulevard 5th Floor, Boston, MA 02210

CRD#: 15770

Boston, MA

Past

July 1, 2013 - December 31, 2014

GL INVESTMENT SERVICES, LLC

RIA

CRD#: 152158

WALTHAM, MA

Past

July 1, 2013 - December 31, 2014

GL CAPITAL PARTNERS

RIA

CRD#: 160548

WALTHAM, MA

Past

September 29, 2006 - May 2, 2013

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

Past

May 24, 2006 - May 2, 2013

BLACKROCK FINANCIAL MANAGEMENT, INC

RIA

CRD#: 107105

BOSTON, MA

Past

October 5, 2005 - May 25, 2006

BLACKROCK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 108069

NEW YORK, NY

Past

July 11, 2001 - October 18, 2006

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/16/2015)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/17/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/2/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/10/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/23/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MAN INVESTMENTS INC.

CRD#: 15770 / SEC#: , 8-32575

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Phone number

(212) 649-6600

Established

New York since 07/12/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MAN INVESTMENTS HOLDINGS INC.	SHAREHOLDER
HEISKELL, GROVER LEE III	VICE PRESIDENT AND DIRECTOR	2886606
KILLARD, MICHELLE AMY	FINOP	6582751
LE GALL, NADINE	CHIEF COMPLIANCE OFFICER	4358239
PHILLIPS, MEAGAN PEARL SMOODY	PRESIDENT AND DIRECTOR	5862754

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason R. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Robert Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

GL INVESTMENT SERVICES, LLC

GL CAPITAL PARTNERS

BLACKROCK INVESTMENTS, LLC

BLACKROCK FINANCIAL MANAGEMENT, INC

BLACKROCK CAPITAL MANAGEMENT, INC.

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2005

Series 63

Date: 9/14/2001

SIE

Date: 10/1/2018

Series 3

Date: 9/17/2015

Series 7

Date: 6/2/2005

Series 6

Date: 7/10/2001

Series 24

Date: 1/23/2019

FINRA

Current Firm

MAN INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MAN INVESTMENTS INC.

TRUST BUT VERIFY

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