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JH

James C. Hardin

BURCH & COMPANY,
Kansas City, MO 64116
Some features on this profile are disabled
CRD#: 3257611
JH

Professional summary

James Craig Hardin JR., who also goes by Jim Hardin, is a registered financial professional currently at BURCH & COMPANY, INC located in Kansas City, Missouri.

James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 79 and Series 82 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Hardin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Craig Hardin JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2024 - Present

BURCH & COMPANY, INC

Office #1: 4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116
BD
CRD#: 102280
Kansas City, MO
Past

April 3, 2020 - May 29, 2024

DEER ISLE CAPITAL, LLC

BD
CRD#: 146269
EAST HAMPTON, NY
Past

February 23, 2017 - January 5, 2018

EMERSON EQUITY LLC

RIA
CRD#: 130032
Charlotte, NC
Past

August 28, 2015 - March 31, 2020

EMERSON EQUITY LLC

BD
CRD#: 130032
Charlotte, NC
Past

February 23, 2015 - August 29, 2015

EQUUS FINANCIAL CONSULTING LLC

BD
CRD#: 131449
NEW CANAAN, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(6/18/2024)
RR
South Carolina
(4/26/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/23/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/31/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 10/14/2015
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 10/8/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82
Date: 2/21/2015
Limited Representative-Private Securities Offerings
SRO Registrations
RR
FINRA

Current Firm

B&
BURCH & COMPANY, INC
BURCH & COMPANY, INC | BURCH & COMPANY, INC.

CRD#: 102280 / SEC#: , 8-52121

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116
Mailing Address
4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116
Phone number
(816) 842-4660
Established
Missouri since 06/08/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BURCH, ANTON RANDALSHAREHOLDER720817
BURCH, JENIFER LOUFINANCIAL AND OPERATIONS PRINCIPAL5796387
PASTORINO, JESSICA BROOKPRESIDENT, CCO5230374

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BURCH & COMPANY, INC

CRD#: 102280Kansas City, MO 64116

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