SM
Stephen D. Miles
ADDICUS ADVISORY
Tupelo, MS 38804
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CRD#: 3256437
SM
Professional summary
Stephen Davis Miles, CFP®, ChFC® is a registered financial advisor currently at ADDICUS ADVISORY, LLC located in Tupelo, Mississippi.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)RENTAL HOME; 4860 RIDGEWALK LN, MEMPHIS, TN 38125; OWNER OF PROPERTY; NOT INVESTMENT RELATED; START 01/01/2007;2HPM/0 DURING TRADING.2)ADDICUS RISK MANAGEMENT, LLC, "WHOLLY OWNED BY ADDICUS LLC", YES INVESTMENT RELATED, 333 W Franklin St.Tupelo, MS 38804,, LIFE, DISABILITY, P&C AND FIXED ANNUITY SALES & SERVICE, OWNER, START DATE 12/1/2011, 20 HPM, 10 HRS TRADING, SALES & SERVICE OF NON-REGISTERED INS, P&C AND ANNUITY PRODUCTS, THIS ENTITY WILL BE A REGISTERED INSURANCE AGENCY WITH THE STATE OF MISSISSIPPI. 3)METAL GEAR LLC, NOT INVESTMENT RELATED, 333 W Franklin St. Tupelo, MS 38804, THE SALE & TRANSFER OF CUSTOM FIREARMS, OWNER/MEMBER, 10 HPM, 0 HRS TRADING, SALE & TRANSFER OF HIGH END CUSTOM FIREARMS TO A SELECT CLIENTELE. 4)INTEGRATED SEVICES GROUP INC, INVESTMENT RELATED, 333 W Franklin St. Tupelo, MS 38804, LIFE, ACCIDENT, HEALTH AND P&C INSURANCE SALES, OWNER/MEMBER, START DATE 5/13/2011, SELL LIFE, ACCIDENT, HEALTH AND P&C PRODUCTS, 15 HPM, 10 HRS TRADING. 5)ADDICUS LLC 100% OWNER OF INTEGRATED INSURANCE GROUP, YES INVESMENT RELATED, 2694 West Oxford Loop, Suite 150 Oxford, MS 38655, BUSINESS CONSULTING SERVICES, MEMBER/OWNER/CONSULTANT, START DATE 1/2/2012, RESEARCH, INFORMATION GATHERING, DEVELOPMENT OF WORK PRODUCT, 60 HPM, 20 HRS TRADING. 6) INTEGRATED WEALTH MANAGEMENT; INVESTMENT RELATED; 333 W Franklin St. Tupelo, MS 38804; OWNER; 80 HPM/70 HPM DURING TRADING HOURS; DBA FOR SECURITIES RELATED BUSINESS.7)ADDICUS ADVISORY LLC, YES INVESTMENT RELATED, 333 W Franklin St. Tupelo, MS 38804, ORIA, OWNER/MANAGER/CHIEF COMPLIANCE OFFICER, START DATE 02/01/2016, ADVISORY, 40 HRS PER MONTH, 30 HRS TRADING. 8)Addicus RP, LLC; investment related; 2694 West Oxford Loop, Ste 150 Oxford, MS 38655; Building Rental, Owner, rents out entire building; start 7/1/15; 1 hr/mo, 0 during trading.9) ADDICUS HOLDINGS, LLC, Manager, 50% Owner, investment-related, start date 1/1/2016, located at 2694 W. Oxford Loop, Oxford Ste 150, MS 38655, 5 hrs/mo and 1 hr/mo during trading.10) S & S SOLUTIONS, INC., President, non-investment related, start date 12/30/2015, located at 2695 Orchid Cir., Tupelo, MS 38801, 30 hrs/mo and 5 hrs/mo during trading. 11) D&S Real Estate Holdings, LLC, 2694 West Oxford Loop, Suite 150 Oxford, MS 38655, 50% Owner, holding company for 333 West Franklin, LLC & Addicus RP, LLC, not investment related, 0 hrs during trading per mo. 12)Rubicon Capital, LLC, 128-A Courthouse Square, Oxford, MS 38655; holding company that wholly owns several limited liability companies (Premier Clay Management, LLC; Cypress East Management, LLC; Stamps Hallow Manager, LLC) that serve as the Managing Member the respective private pooled investment vehicles: Premier Clay Investors, LLC, Cypress East Investors, LLC, Stamps Hollow Investments, LLC; Investment-Related; Managing Member; 9/26/2017; approx. 10 HRS/MO; 10 HRS during securities trading hours. 13)Grove Private Capital, LLC; 128-A Courthouse Square, Oxford, MS 38655; serves as Managing Member to the following private pooled investment vehicles: Ex Capital, LLC; SC Coastal Properties, LLC, and Ambling Investments LLC; Investment-Related; Managing Member; 3/6/2019; 5 HRS/MO; 5 HRS during securities trading hours.14)Breakwater Management, LLC, 128-A Courthouse Square, Oxford, MS 38655; serves as Managing Member to Breakwater Investments, LLC; Investment-Related; Managing Member; 10/9/19; 2 HRS/MO; 2 HRS during securities trading hours.15)River Birch Manager, LLC, 128-A Courthouse Square, Oxford, MS 38655; serves as Managing Member to River Birch Investments, LLC Investment-Related; Managing Member; 12/3/2019; 2 HRS/MO; 2 HRS during securities trading hours.16)D&I Land Management, LLC, 128-A Courthouse Square, Oxford, MS 38655; holding company that wholly owns Silas Mine Management, LLC, which serves as the Managing Member to Silas Mine Investments, LLC, a private pooled investment vehicles; Investment-Related; Managing Member;9/26/17; 5 HRS/MO; 5 HRS during securities trading.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Davis Miles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 6, 2016 - Present
ADDICUS ADVISORY, LLC
Office #1: 333 W. Franklin Street, Tupelo, MS 38804RIA
CRD#: 282244
Tupelo, MS
Past
March 16, 2011 - December 6, 2016
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
TUPELO, MS
Past
March 16, 2011 - December 6, 2016
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
TUPELO, MS
Past
February 20, 2004 - March 18, 2011
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MEMPHIS, TN
Past
August 12, 1999 - March 18, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADDICUS ADVISORY, LLC
ADDICUS ADVISORY, LLC
CRD#: 282244 / SEC#: 801-122401
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)Alabama
Registered Investment Advisory firm - (10/26/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)Mississippi
Registered Investment Advisory firm - (10/26/2021 Terminated)Missouri
Registered Investment Advisory firm - (10/26/2021 Terminated)Tennessee
Registered Investment Advisory firm - (11/19/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(12/6/2016)
IAR
Tennessee(12/6/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AA
ADDICUS ADVISORY, LLC
ADDICUS ADVISORY, LLC
CRD#: 282244 / SEC#: 801-122401
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)Alabama
Registered Investment Advisory firm - (10/26/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)Mississippi
Registered Investment Advisory firm - (10/26/2021 Terminated)Missouri
Registered Investment Advisory firm - (10/26/2021 Terminated)Tennessee
Registered Investment Advisory firm - (11/19/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 W. Franklin Street, Tupelo, MS 38804
Mailing Address
Phone number
(877) 294-8658
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 181 |
| AUM (Assets Under Management) | $ 262,684,963 |
Red Flags
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