Stephen D. Miles

ADDICUS ADVISORY

Tupelo, MS 38804

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CRD#: 3256437

Professional summary

Stephen Davis Miles, CFP®, ChFC® is a registered financial advisor currently at ADDICUS ADVISORY, LLC located in Tupelo, Mississippi.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Davis Miles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

Experience

Current

December 6, 2016 - Present

ADDICUS ADVISORY, LLC

Office #1: 333 W. Franklin Street, Tupelo, MS 38804

RIA

CRD#: 282244

Tupelo, MS

Past

March 16, 2011 - December 6, 2016

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TUPELO, MS

Past

March 16, 2011 - December 6, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

TUPELO, MS

Past

February 20, 2004 - March 18, 2011

NEW ENGLAND SECURITIES

RIA

CRD#: 615

MEMPHIS, TN

Past

August 12, 1999 - March 18, 2011

NEW ENGLAND SECURITIES

CRD#: 615

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADDICUS ADVISORY, LLC

CRD#: 282244 / SEC#: 801-122401

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

Alabama

Registered Investment Advisory firm - (10/26/2021 Terminated)

Georgia

Registered Investment Advisory firm - (12/16/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (10/26/2021 Terminated)

Missouri

Registered Investment Advisory firm - (10/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (11/19/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(12/6/2016)

IAR

Tennessee
(12/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/2008

General Securities Principal Examination

Current Firm

ADDICUS ADVISORY, LLC

CRD#: 282244 / SEC#: 801-122401

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

Alabama

Registered Investment Advisory firm - (10/26/2021 Terminated)

Georgia

Registered Investment Advisory firm - (12/16/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (10/26/2021 Terminated)

Missouri

Registered Investment Advisory firm - (10/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (11/19/2021 Terminated)

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Contact information

Main Address

333 W. Franklin Street, Tupelo, MS 38804

Mailing Address

406 Enterprise Drive, Oxford, MS 38655

Phone number

(877) 294-8658

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADDICUS ADVISORY, LLC ADV PART 2 DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 274,825,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen D. Miles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Davis Miles's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ADDICUS ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/1999

SIE

Date: 12/6/2016

Series 7

Date: 7/21/2003

Series 6

Date: 8/12/1999

Series 24

Date: 8/25/2008

Current Firm

ADDICUS ADVISORY, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADDICUS ADVISORY, LLC

TRUST BUT VERIFY

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