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Stephen Davis Miles

CFP®, ChFC®
ADDICUS ADVISORY
TUPELO, MS
·CRD# 3256437·27 years experience

Professional Summary

Stephen Davis Miles, CFP®, ChFC® is a registered financial advisor currently at ADDICUS ADVISORY, LLC located in Tupelo, Mississippi. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner
ChFC®
Chartered Financial Consultant

Years of Experience

27 years in the financial services industry

Current & Past Employments

ADDICUS ADVISORY, LLC·CRD# 282244
RIA
333 W. Franklin Street, Tupelo, MS 38804
December 6, 2016 - Present
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Tupelo, MS
March 16, 2011 - December 6, 2016
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Tupelo, MS
March 16, 2011 - December 6, 2016
NEW ENGLAND SECURITIES·CRD# 615
RIA
Memphis, TN
February 20, 2004 - March 18, 2011
NEW ENGLAND SECURITIES·CRD# 615
BD
Memphis, TN
August 12, 1999 - March 18, 2011

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Current Firm

AA
ADDICUS ADVISORY, LLC

ADDICUS ADVISORY, LLC

CRD#: 282244 / SEC#: 801-122401
RIA
Registered Investment Advisory firm - SEC (9/27/2021 Approved)
Alabama
Registered Investment Advisory firm - Alabama (10/26/2021 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (12/16/2021 Terminated)
Mississippi
Registered Investment Advisory firm - Mississippi (10/26/2021 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (10/26/2021 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (11/19/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

333 W. Franklin Street, Tupelo, MS 38804

Mailing Address

406 Enterprise Drive, Oxford, MS 38655

Phone Number

(877) 294-8658

# of Employees

35

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADDICUS ADVISORY, LLC ADV PART 2 DISCLOSURE BROCHURE (6/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

133

AUM (Assets Under Management)

$221,740,527

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Addicus Risk Management, Investment Related, 333 W Franklin Street, Tupelo, MS 38804, Life, Disability, P&C, and Fixed Annuity Sales & Service; Sales & service of non-registered insurance, P&C, and annuity products; registered insurance agency with MS, Owner, 12/01/2011, 5 hr/month, 4hr/during trading; 2.Metal Gear, LLC, Non Investment Related, 333 W Franklin Street, Tupelo, MS 38804, Sale & transfer of custom firearms; High-end custom firearms for select clientele, Owner/Member, 02/17/2012, 1hr/month; 3.Integrated Services Group, Inc., Investment Related, 333 W Franklin Street, Tupelo, MS 38804, 05/13/2011, Life, Accident, Health, and P&C Insurance Sales, Owner/Member, 5hr/month, 3/hrs during trading; 4.Addicus, LLC, Investment Related, 406 Enterprise Drive, Oxford, MS, 38655, Owner/Member/Consultant, 01/02/2012, 100% owner of Integrated Insurance Group; Business Consulting Services; Research, information gathering, development of work product, *See hours for Addicus Holdings, LLC its Parent Company 5.Addicus Advisory, LLC, Investment Related, 333 W Franklin Street, Tupelo, MS, 38804, 02/01/2016, Owner/Manager/Chief Compliance Officer, Advisory Services, *See hours for Addicus Holdings, LLC its Parent Company 6.Addicus Holdings, LLC, Investment Related, 406 Enterprise Drive, Oxford, MS, 38655, 01/01/2016, Manager/Owner, Consulting Services and Parent Company to Addicus subsidiaries, 120hrs/month 7.Rubicon Capital, LLC, Investment Related, 128-A Courthouse Square, Oxford, MS, 38655, 09/26/2017, Managing Member, Holding company for multiple LLCs managing private pooled investment vehicles, 30hr/month, 20hr/during trading

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADDICUS ADVISORY, LLC

ADDICUS ADVISORY, LLC

CRD#: 282244 / SEC#: 801-122401
RIA
Registered Investment Advisory firm - SEC (9/27/2021 Approved)
Alabama
Registered Investment Advisory firm - Alabama (10/26/2021 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (12/16/2021 Terminated)
Mississippi
Registered Investment Advisory firm - Mississippi (10/26/2021 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (10/26/2021 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (11/19/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1999About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 2008About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Stephen Davis Miles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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