BH
Benjamin H. Hall
LRI INVESTMENTS
Newtown, PA 18940
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CRD#: 3256294
BH
Professional summary
Benjamin Hauch Hall, AIF®, ChFC®, CLU® is a registered financial advisor currently at LRI INVESTMENTS located in Newtown, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Portland, Oregon.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Benjamin has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JKJ M EQUITY PARTNERS, LP; 109 PHEASANT RUN, NEWTOWN, PA 18940; 5/30/2014; LIMITED PARTNER; INVESTMENT RELATED; OWNERSHIP; PASSIVE INCOME; PROFITS; 0 HOURS/MOTH; 0 HOURS/MONTH DURING SECURITIES TRADING HOURS. 2) JKJ FINANCIAL SERVICES & JKJ RETIREMENT SERVICES; 109 PHEASANT RUN, NEWTOWN, PA 18940; 03/01/2013; VP & MANAGING DIRECTOR; CLIENT MANAGEMENT, PRODUCING BUSINESS; INVESTMENT RELATED; 200 HOURS/MONTH; 160 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT, OWNERSHIP, PROFITS, COMMISSIONS, WAGES/SALARY/TIPS 3) M Holdings Securities, Inc; investment-related; 1125 NW Couch St. Portland OR 97209; Broker/Dealer services; Registered Representative; 03/2013 start date; 160 hours/month; 160 hours/month during securities trading hours; placement and management of securities related business. 4) LRI Investments, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisor; Investment related; Investment Advisory Representative; provide investment advisory services to clients; 11/01/2024; 160 hours per month; 160 hours per month during trading hours. 5) JKJ LRII EQUITY PARTNERS LLC; 109 Pheasant Run, Newtown PA 18940; Entity to hold ownership interest in Independent RIA; Investment related; Member; Member with 20% voting rights to be used "as needed" anticipated very infrequent; 12/03/2024; 5 hours per month; 1 hour per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Hauch Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 1, 2024 - Present
LRI INVESTMENTS
Office #1: 109 Pheasant Run, Newtown, PA 18940RIA
CRD#: 323556
Newtown, PA
Current
March 6, 2013 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1125 N.w. Couch St., Ste. 900, Portland, OR 97209RIA
BD
CRD#: 43285
Portland, OR
Past
March 6, 2013 - July 2, 2025
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
NEWTOWN, PA
Past
May 7, 2008 - September 25, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
April 7, 2006 - March 5, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
KING OF PRUSSIA, PA
Past
June 4, 2003 - March 16, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
February 12, 2001 - May 30, 2003
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/28/2022)
RR
Delaware(12/15/2021)
RR
Florida(7/9/2020)
RR
Illinois(5/4/2016)
RR
Maryland(12/15/2021)
RR
Massachusetts(12/15/2021)
RR
New Jersey(12/15/2021)
RR
North Carolina(3/30/2021)
RR
Pennsylvania(3/6/2013)
IAR
Pennsylvania(11/1/2024)
RR
Puerto Rico(11/7/2022)
RR
South Carolina(12/15/2021)
RR
Texas(12/15/2021)
IAR
Texas(11/1/2024)
RR
Virginia(12/15/2021)
RR
Wisconsin(5/4/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
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Contact information
Main Address
3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 323-2265
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,295 |
| AUM (Assets Under Management) | $ 1,404,038,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
