David W. Kovacs
Professional summary
David William Kovacs is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David William Kovacs's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2015 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095February 21, 2012 - February 5, 2015
VOYA FINANCIAL ADVISORS, INC.
August 20, 2002 - February 24, 2012
VOYA FINANCIAL PARTNERS, LLC
January 8, 2001 - December 31, 2001
WRP INVESTMENTS, INC.
June 8, 2000 - October 18, 2000
KEYBANC CAPITAL MARKETS INC.
August 12, 1999 - December 17, 1999
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2022)
(2/5/2015)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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