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SJ

Shonae Alexandria Johnson

CRD# 3255402·Registered 2012 - 2013
Previously Registered: Being a previously registered professional could mean that Shonae is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Shonae Alexandria Johnson, who also goes by Shonae Alexandria Acuna, Shonae Alexandria Church, was a registered financial advisor. Shonae was a previously registered financial professional and started their career in finance 2012 - 2013. Shonae had worked at 1 firm and has passed the Series 99 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Shonae Alexandria Acuna, Shonae Alexandria Church

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

ARMA FINANCIAL SERVICES, INC.·CRD# 18033
BD
Scottsdale, AZ
February 13, 2012 - June 19, 2013

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Current Firm

AF
ARMA FINANCIAL SERVICES, INC.

ARMA FINANCIAL SERVICES, INC. | PHYSICIANS FIRST FINANCIAL SERVICES

CRD#: 18033 / SEC#: 801-29011, 8-36086
BD
Terminated by SEC on 08/22/2014

Contact Information

Established

Arizona since 04/04/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SAURIOL, MERRILL JOSEPHCHIEF EXECUTIVE OFFICER/CHAIRMAN411469
TUSHAUS, KIRK MICHAELPRESIDENT1024722
HOLYOAK, JON-PAULOWNER3123115
KENNEDY, CHRISTINA DENISECHIEF COMPLIANCE OFFICER/CFO2662827

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99 — Operations Professional Examination

Passed Feb 2012About the Series 99 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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