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Christina Denise Kennedy

CRD# 2662827·Registered 1995 - 2014
Previously Registered: Being a previously registered professional could mean that Christina is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christina Denise Kennedy, who also goes by Christina Denise Dubovick, Christina Kennedy, was a registered financial advisor. Christina was a previously registered financial professional and started their career in finance 1995 - 2014. Christina had worked at 3 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christina Denise Dubovick, Christina Kennedy

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ARMA FINANCIAL SERVICES, INC.·CRD# 18033
BD
Scottsdale, AZ
February 11, 1997 - June 12, 2014
CAPITAL WEST INVESTMENT GROUP, INC.·CRD# 39446
BD
August 19, 1996 - January 21, 1997
TEXAS CAPITAL SECURITIES, INC.·CRD# 25564
BD
Houston, TX
September 28, 1995 - September 12, 1996

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Current Firm

AF
ARMA FINANCIAL SERVICES, INC.

ARMA FINANCIAL SERVICES, INC. | PHYSICIANS FIRST FINANCIAL SERVICES

CRD#: 18033 / SEC#: 801-29011, 8-36086
BD
Terminated by SEC on 08/22/2014

Contact Information

Established

Arizona since 04/04/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SAURIOL, MERRILL JOSEPHCHIEF EXECUTIVE OFFICER/CHAIRMAN411469
TUSHAUS, KIRK MICHAELPRESIDENT1024722
HOLYOAK, JON-PAULOWNER3123115
KENNEDY, CHRISTINA DENISECHIEF COMPLIANCE OFFICER/CFO2662827

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2004About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1996About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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