Tod L. Lenhoff

WEALTH COMPASS FINANCIAL

Carlsbad, CA 92008

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CRD#: 3255143

Professional summary

Tod Leighton Lenhoff is a registered financial advisor currently at WEALTH COMPASS FINANCIAL, INC. located in Carlsbad, California.

Tod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Tod has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LENHOFF SENIOR PLANNING, INC. DBA LENHOFF INSURANCE SERVICES; YES INVESTMENT RELATED; 5860 OWENS AVE, SUITE 150 CARLSBAD CA 92008; INSURANCE SALES; PRESIDENT; START DATE:1998; APPROX 100 HRS/MONTH; APPROX 70 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. (2.) TOD LENHOFF; NOT INVESTMENT RELATED; 242 DUBLIN DR., CARDIFF, CA 92007; RENTAL PROPERTIES; OWNER; START DATE 01/1998; APPROX 10 HRS/MONTH; APPROX 8 HRS/MONTH DURING TRADING; VARIOUS CLERICAL DUTIES RELATED TO OWNING RENTAL PROPERTIES. 3.) TOD LENHOFF, CPA 5860 OWENS AVE, SUITE 150 CARLSBAD, CA 92008 PRESIDENT/FIXED INCOME TAX PREPARATION/NON INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tod Leighton Lenhoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2021 - Present

WEALTH COMPASS FINANCIAL, INC.

Office #1: 5860 Owens Ave #150, Carlsbad, CA 92008

RIA

CRD#: 290139

Carlsbad, CA

Past

December 8, 2016 - April 5, 2017

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

Carlsbad, CA

Past

December 8, 2016 - December 1, 2017

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Carlsbad, CA

Past

December 6, 2016 - January 3, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Carlsbad, CA

Past

October 17, 2014 - December 8, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Carlsbad, CA

Past

October 17, 2014 - December 8, 2016

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Carlsbad, CA

Past

August 9, 2012 - October 17, 2014

CAPITAL SYNERGY PARTNERS

RIA

CRD#: 148733

VISTA, CA

Past

August 8, 2012 - October 17, 2014

CAPITAL SYNERGY PARTNERS

CRD#: 148733

VISTA, CA

Past

January 14, 2003 - August 8, 2012

FINANCIAL WEST GROUP

RIA

CRD#: 16668

VISTA, CA

Past

May 3, 2001 - August 8, 2012

FINANCIAL WEST GROUP

CRD#: 16668

VISTA, CA

Past

December 4, 2000 - March 4, 2001

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

August 2, 1999 - June 26, 2000

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/30/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH COMPASS FINANCIAL, INC.

WEALTH COMPASS FINANCIAL | WEALTH COMPASS FINANCIAL, INC.

CRD#: 290139 / SEC#: 801-134778

California

Registered Investment Advisory firm - (3/30/2021 Approved)

Georgia

Registered Investment Advisory firm - (3/22/2021 Approved)

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Contact information

Main Address

5860 Owens Avenue Suite 150, Carlsbad, CA 92008

Mailing Address

Phone number

(760) 509-4000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

2025 09 30 WEALTH COMPASS FINANCIAL FORM ADV PART 2A DISCLOSURE BROCHURE (10/17/2025)

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 105,750,658

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tod L. Lenhoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tod Leighton Lenhoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

CAPITAL SYNERGY PARTNERS

CAPITAL SYNERGY PARTNERS

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

SECURITIES AMERICA, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2003

Series 63

Date: 8/24/1999

SIE

Date: 12/1/2017

Series 7

Date: 7/18/2002

Series 6

Date: 7/30/1999

Current Firm

WEALTH COMPASS FINANCIAL, INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH COMPASS FINANCIAL, INC.

TRUST BUT VERIFY

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