Thomas Regazzi
Professional summary
Thomas Regazzi, who also goes by Thomas P Regazzi, Thomas P. Regazzi, Thomas Paul Regazzi, Thomas P. P. Regazzi, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jericho, New York and CF SECURED, LLC located in Jericho, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2002. Thomas has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Regazzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2021 - Present
CANTOR FITZGERALD & CO.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753December 22, 2022 - Present
CF SECURED, LLC
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753Office #2: 110 East 59th Street 4th Floor, New York, NY 10022May 1, 2018 - July 12, 2019
CITICORP SECURITIES SERVICES, INC.
March 13, 2017 - July 12, 2019
CITIGROUP GLOBAL MARKETS INC.
August 4, 2010 - January 6, 2017
UBS SECURITIES LLC
September 22, 2008 - May 12, 2010
BARCLAYS CAPITAL INC.
May 20, 2002 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2022)
Exams
Series 55
Date: 10/8/2005
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CF SECURED, LLC
CRD#: 285841 / SEC#: , 8-69863
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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