NF
Nancy M. Fahmy
RUSSELL INVESTMENTS FINANCIAL SERVICES
SEATTLE, WA 98101
Some features on this profile are disabled
CRD#: 3254496
NF
Professional summary
Nancy M Fahmy, who also goes by Nancy M Shehata, is a registered financial professional currently at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Seattle, Washington.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 1999. Nancy has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Nancy M Shehata
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nancy M Fahmy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2020 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
Office #1: 401 Union St 18th Floor, Seattle, WA 98101BD
CRD#: 21771
SEATTLE, WA
Past
March 14, 2019 - December 13, 2019
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
March 12, 2015 - December 13, 2019
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
May 15, 2003 - March 4, 2015
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
NEW YORK, NY
Past
September 28, 1999 - August 16, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/21/2023)
RR
Alaska(12/21/2023)
RR
Arizona(12/21/2023)
RR
Arkansas(12/21/2023)
RR
California(12/21/2023)
RR
Colorado(12/21/2023)
RR
Connecticut(12/21/2023)
RR
Delaware(12/21/2023)
RR
District of Columbia(12/21/2023)
RR
Florida(12/21/2023)
RR
Georgia(12/21/2023)
RR
Hawaii(12/21/2023)
RR
Idaho(12/21/2023)
RR
Illinois(12/21/2023)
RR
Indiana(12/21/2023)
RR
Iowa(12/21/2023)
RR
Kansas(12/21/2023)
RR
Kentucky(12/21/2023)
RR
Louisiana(12/21/2023)
RR
Maine(12/21/2023)
RR
Maryland(12/21/2023)
RR
Massachusetts(12/21/2023)
RR
Michigan(12/21/2023)
RR
Minnesota(12/21/2023)
RR
Mississippi(12/21/2023)
RR
Missouri(12/21/2023)
RR
Montana(12/21/2023)
RR
Nebraska(12/21/2023)
RR
Nevada(12/21/2023)
RR
New Hampshire(12/21/2023)
RR
New Jersey(2/10/2020)
RR
New Mexico(12/21/2023)
RR
New York(2/10/2020)
RR
North Carolina(12/21/2023)
RR
North Dakota(12/21/2023)
RR
Ohio(12/22/2023)
RR
Oklahoma(12/21/2023)
RR
Oregon(12/21/2023)
RR
Pennsylvania(12/21/2023)
RR
Rhode Island(12/21/2023)
RR
South Carolina(12/21/2023)
RR
South Dakota(12/21/2023)
RR
Tennessee(12/21/2023)
RR
Texas(12/21/2023)
RR
Utah(12/21/2023)
RR
Vermont(12/21/2023)
RR
Virginia(12/21/2023)
RR
Washington(2/10/2020)
RR
West Virginia(12/21/2023)
RR
Wisconsin(12/21/2023)
RR
Wyoming(12/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
RUSSELL FINANCIAL SERVICES, INC. | RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC | RUSSELL INVESTMENTS | RUSSELL FUND DISTRIBUTORS, INC., PART OF RUSSELL INVESTMENTS | RUSSELL FUND DISTRIBUTORS, INC. PART OF RUSSELL INVESTMENT GROUP | RUSSELL FUND DISTRIBUTORS, INC. | RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS
CRD#: 21771 / SEC#: , 8-39227
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
401 Union St 18th Floor, Seattle, WA, 98101
Mailing Address
401 Union St 18th Floor, Seattle, WA, 98101
Phone number
(206) 505-7877
Established
Washington since 06/02/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUSSELL INVESTMENT MANAGEMENT, LLC | CORPORATE PARENT OF APPLICANT | |
| ALVAREZ, CARLOS CID | US BROKER-DEALER CHIEF COMPLIANCE OFFICER | 5689384 |
| ERICKSON, ROSS EDWARD | DIRECTOR | 3003283 |
| JUNG, BRAD EDWARD | CHAIRMAN AND PRESIDENT | 2419757 |
| SIEGEL, DAVID ANDREW | FINANCIAL AND OPERATIONS PRINCIPAL | 7440274 |
| SURLOFF, HOWARD BRIAN | CHIEF LEGAL OFFICER | 7525747 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
